S•••••• R•• M••••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since May 28, 2019 · Dallas, Tx
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to May 28, 2019 · Dallas, Tx
• M••••• K••••• • C••••••• L•• former
  Jun 5, 2009 to Feb 13, 2013 · Dallas, Tx
• C•••• I••••••••• S••••••• C•••• former
  Jan 4, 2008 to Jun 12, 2009 · Dallas, Tx

• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left May 28, 2019, registered May 28, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
• C•••• I••••••••• S••••••• C•••• to M••••• K••••• • C••••••• L••
  left Jun 12, 2009, registered Jun 5, 2009 (-7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address