DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Kimberly Sue Bradley
At current firm
11 y
since Apr 9, 2015
In the industry
26 y
since Aug 23, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Captrust institutional currentsince Apr 9, 2015 · Clarkston, Mi
- Captrust Financial Advisors formerAug 6, 2014 to Apr 9, 2015 · Clarkston, Mi
- Abg Portfolio Strategies, Inc. formerFeb 24, 2012 to Apr 3, 2013 · Bingham Farms, Mi
- Freedom One Investment Advisors, Inc. formerMay 21, 2010 to Oct 6, 2010 · Clarkston, Mi
Moves
a registration end followed by a registration begin elsewhere
- Captrust Financial Advisors to Captrustleft Apr 9, 2015, registered Apr 9, 2015 (0 days) · corporate re-registration, not a move
- Abg Portfolio Strategies, Inc. to Captrust Financial Advisorsleft Apr 3, 2013, registered Aug 6, 2014 (490 days) · Other
- Freedom One Investment Advisors, Inc. to Abg Portfolio Strategies, Inc.left Oct 6, 2010, registered Feb 24, 2012 (506 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address