RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• C•••••
- L•••• W••••• M••••••••• state registered currentsince Jun 14, 2023 · Omaha, Ne
- E•••••••• C•••••• M••••••••• I•• state registeredFeb 26, 2020 to Jun 13, 2023 · Suwanee, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 9, 2014 to Oct 23, 2019 · Lawrenceville, Ga
- P•• W••••• M••••••••• BD affiliatedAug 8, 2012 to Feb 19, 2014 · Alpharetta, Ga
- C•••• I••••••••• S••••••• C•••• formerNov 8, 2010 to Jun 6, 2012 · Atlanta, Ga
- W•••••• • R••• formerOct 9, 2009 to Oct 28, 2010 · E•••••••• Park, Il
- C••••••• S••••••••• I••• BD affiliatedSep 10, 2007 to Jan 30, 2009 · Chicago Heights, Il
- E•••••••• C•••••• M••••••••• I•• to L•••• W••••• M•••••••••left Jun 13, 2023, registered Jun 14, 2023 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• C•••••• M••••••••• I••left Oct 23, 2019, registered Feb 26, 2020 (126 days) · Wirehouse to a state-registered adviser
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 19, 2014, registered Jul 9, 2014 (140 days) · Other
- C•••• I••••••••• S••••••• C•••• to P•• W••••• M•••••••••left Jun 6, 2012, registered Aug 8, 2012 (63 days) · Other
- W•••••• • R••• to C•••• I••••••••• S••••••• C••••left Oct 28, 2010, registered Nov 8, 2010 (11 days) · Other
- C••••••• S••••••••• I••• to W•••••• • R•••left Jan 30, 2009, registered Oct 9, 2009 (252 days) · Other
- B•••••• C••••• left E•••••••• C•••••• M••••••••• I•• for L•••• W••••• M••••••••• (registered 2023-06-14)Jun 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address