DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• J••• E••••

B•••• M•••• W••••• S••••••••• L••independent RIABismarck, Nd IA-onlyIAPD 4206687

Feed of 09/14/2026

Also filed as J•••• J••• E••••

At current firm

2 y

since Jul 19, 2024

In the industry

26 y

since Aug 17, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••• M•••• W••••• S••••••••• L•• independent RIA current
since Jul 19, 2024 · Bismarck, Nd
A•••••• P••••••• P•••••••• I••• BD affiliated
Dec 17, 2016 to Jul 13, 2024 · Bismarck, Nd
U••• B•••••• I••••••••• I••• former
Apr 29, 2013 to Dec 13, 2016 · Dickinson, Nd
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Apr 24, 2013 · Sioux Falls, Sd
W•••• F•••• I••••••••• L•• unclassified
Oct 28, 2003 to Jan 3, 2011 · Mandan, Nd

Moves

a registration end followed by a registration begin elsewhere

A•••••• P••••••• P•••••••• I••• to B•••• M•••• W••••• S••••••••• L••
left Jul 13, 2024, registered Jul 19, 2024 (6 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
U••• B•••••• I••••••••• I••• to A•••••• P••••••• P•••••••• I•••
left Dec 13, 2016, registered Dec 17, 2016 (4 days) · Other
W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
left Apr 24, 2013, registered Apr 29, 2013 (5 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

J•••• J••• E•••• left A•••••• P••••••• P•••••••• I••• for B•••• M•••• W••••• S••••••••• L•• (registered 2024-07-19)
Jul 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address