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Registered advisor
J••• P••• C•••••••
Feed of 09/14/2026
Also filed as Sean O Cluamhain
At current firm
8 y
since May 4, 2018
In the industry
25 y
since Jun 11, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince May 4, 2018 · San Francisco, Ca
- J••• M••••• S••••••••• L•• wirehouseDec 20, 2017 to May 8, 2018 · San Francisco, Ca
- R•••••• J•••• • A••••••••• I••• national BDSep 6, 2016 to Mar 6, 2017 · San Francisco, Ca
- D••••••• B••• S••••••••• I••• no RAUMApr 1, 2008 to Sep 6, 2016 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left May 8, 2018, registered May 4, 2018 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••left Mar 6, 2017, registered Dec 20, 2017 (289 days) · Affiliated broker-dealer or bank to wirehouse
- D••••••• B••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Sep 6, 2016, registered Sep 6, 2016 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address