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Registered advisor
W••••• C••• M•••••
Feed of 09/14/2026
At current firm
0 y
since Jan 8, 2026
In the industry
25 y
since Oct 5, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Jan 8, 2026 · Downers Grove, Il
- O•••• W•••••• I••• BD affiliatedJan 19, 2024 to Jan 9, 2026 · Boilingbrook, Il
- W••••••• F•••••••• S•••••••• I••• formerJul 10, 2013 to Jan 19, 2024 · Boilingbrook, Il
- L•• F•••••••• L•• BD affiliatedDec 1, 2009 to Jul 9, 2013 · Bolingbrook, Il
- F•••• T•••• S••••••••• I••• BD affiliatedMar 22, 2006 to Oct 20, 2009 · Woodridge, Il
- A• G• E•••••• • S•••• I••• unclassifiedMay 20, 2003 to Feb 27, 2006 · Willowbrook, Il
- M••••• S•••••• D• I••• unclassifiedMar 18, 2002 to May 6, 2003 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• E••••••••• L••left Jan 9, 2026, registered Jan 8, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Jul 9, 2013, registered Jul 10, 2013 (1 days) · Other
- F•••• T•••• S••••••••• I••• to L•• F•••••••• L••left Oct 20, 2009, registered Dec 1, 2009 (42 days) · Other
- A• G• E•••••• • S•••• I••• to F•••• T•••• S••••••••• I•••left Feb 27, 2006, registered Mar 22, 2006 (23 days) · Other
- M••••• S•••••• D• I••• to A• G• E•••••• • S•••• I•••left May 6, 2003, registered May 20, 2003 (14 days) · Other
Signals
- W••••• C••• M••••• left O•••• W•••••• I••• for L•• E••••••••• L•• (registered 2026-01-08)Jan 9, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address