DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• T•••••• H••••

W•••• F•••• A•••••••wirehouseCharlotte, Ncdual registrantIAPD 4208589

Feed of 09/14/2026

Also filed as M•••••• T•••••• Desilva

At current firm

0 y

since Mar 3, 2026

In the industry

10 y

since Dec 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 3, 2026 · Charlotte, Nc
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 1, 2022 to Feb 24, 2026 · Charlotte, Nc
C•••••••• W••••• C••••••••• L•• former
May 28, 2021 to Feb 4, 2022 · Charlotte, Nc
H••••• R•••• former
Dec 8, 2020 to Apr 14, 2021 · Charlotte, Nc
T• A••••••••• I••••••••• M••••••••• L•• former
Sep 1, 2016 to Dec 1, 2020 · Charlotte, Nc
T• A••••••••• I••• former
Sep 1, 2016 to Dec 1, 2020 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Feb 24, 2026, registered Mar 3, 2026 (7 days) · Affiliated broker-dealer or bank to wirehouse
C•••••••• W••••• C••••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Feb 4, 2022, registered Feb 1, 2022 (-3 days) · RIA to affiliated broker-dealer or bank
H••••• R•••• to C•••••••• W••••• C••••••••• L••
left Apr 14, 2021, registered May 28, 2021 (44 days) · RIA to RIA
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 1, 2020, registered Sep 1, 2016 (-1552 days) · corporate re-registration, not a move
T• A••••••••• I••• to H••••• R••••
left Dec 1, 2020, registered Dec 8, 2020 (7 days) · Other

Signals

M•••••• T•••••• H•••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-03-03)
Feb 24, 2026 · Advisor changed firm · fact
M•••••• T•••••• H•••• left C•••••••• W••••• C••••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-02-01)
Feb 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address