DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sarah E Schiavoni
Nomura Investment Management Business Trustasset managerPhiladelphia, Pa dual registrantIAPD 4211994
Feed of 09/15/2026
Also filed as Sarah Elizabeth Schiavoni
At current firm
6 y
since Apr 20, 2020
In the industry
26 y
since Sep 12, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Nomura Investment Management Business Trust asset manager currentsince Apr 20, 2020 · Philadelphia, Pa
- Delaware Capital Management Advisers, Inc formerJan 29, 2018 to Apr 20, 2020 · Philadelphia, Pa
- LPL Financial LLC BD affiliatedJul 29, 2010 to Jan 24, 2018 · Charlotte, Nc
- Seascape Capital Management,LLC formerFeb 27, 2008 to Jun 30, 2009 · Portsmouth, Nh
Moves
a registration end followed by a registration begin elsewhere
- Delaware Capital Management Advisers, Inc to Nomura Investment Management Business Trustleft Apr 20, 2020, registered Apr 20, 2020 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Delaware Capital Management Advisers, Incleft Jan 24, 2018, registered Jan 29, 2018 (5 days) · Other
- Seascape Capital Management,LLC to LPL Financial LLCleft Jun 30, 2009, registered Jul 29, 2010 (394 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address