DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nomura Investment Management Business Trust
Latest filing Sep 16, 2026
First filing on the tape Mar 30, 2012 · 44 filings
SEC status approved since May 31, 1988
RAUM
$144B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.5%
$2.1B individuals and HNW
Advisors
52
registered through the firm on IAPD
RAUM per advisor
$2.8B
derived; firm RAUM over IAPD count
Employees
778
219 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$144B as of Jul 29, 2026
Jun 28, 2012$169B then
HNW client RAUM$1.4B as of Jul 29, 2026
Jun 29, 2018$6.3B then
State-registered IARs (5.B.3)53 as of Jul 29, 2026
Jun 18, 201365 then
Employees (5.A)778 as of Jul 29, 2026
Jun 18, 2013500 then
Private funds2 as of Jul 29, 2026
Jun 28, 20121 then
RAUM -25% over the last fiscal year-15% a year over threeIARs 72 to 53
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $2.8BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $56.1MderivedHNW RAUM over HNW clients
- Average account
- $497MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 15.0derivedItem 5.A over advisors
- Advisors per office
- 8.7derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$92B64%
- Insurance companies$35B24%
- Pooled investment vehicles$5.0B3.4%
- Corporations and businesses$4.4B3.0%
- State and municipal entities$3.4B2.4%
- Pension and profit-sharing plans$1.5B1.1%
- High-net-worth individuals$1.4B1.0%
- Sovereign wealth funds$1.0B0.7%
- Individuals$715M0.5%
- Individual clients
- 7reported
- HNW clients
- 25reported
- Pension plan clients
- 14reported
- Charitable clients
- 0reported
- Accounts
- 290reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $1.6B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.67 institutional_share=0.28 related_bd=true related_bank=true bd_reps=145.0 bank_owner=falsederived
Advisors registered through the firm
52 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Steven Gautier | Frisco, Tx | Feb 23, 2018 | 11 y | 2 |
| Alison B Simpson | Moorestown, Nj | Apr 20, 2020 | 25 y | 4 |
| Samuel Nicholas Giordano | Clarksboro, Nj | Apr 20, 2020 | 20 y | 2 |
| Zachary A. Per | Philadelphia, Pa | Apr 20, 2020 | 17 y | 2 |
| Christopher C Garvin | Philadelphia, Pa | Apr 20, 2020 | 19 y | 3 |
| Joseph M. Hurchik | Philadelphia, Pa | Apr 20, 2020 | 23 y | 4 |
| John A Digirolamo | Oreland, Pa | Apr 20, 2020 | 18 y | 3 |
| Bill F. Roach | Wallingford, Pa | Apr 20, 2020 | 16 y | 3 |
| Garrett S Goggin | Pleasanton, Ca | Apr 20, 2020 | 33 y | 1 |
| Matt R Cowell | Philadelphia, Pa | Apr 20, 2020 | 12 y | 2 |
| John Robert Logan | Exton, Pa | Apr 20, 2020 | 29 y | 2 |
| Charles John Paviolitis | St Petersberg, Fl | Apr 20, 2020 | 29 y | 2 |
| Herb W Zimmerman | Roswell, Ga | Apr 20, 2020 | 29 y | 2 |
| David Joseph Fiorita | Philadelphia, Pa | Apr 20, 2020 | 29 y | 2 |
| James W Fox | Gladwyne, Pa | Apr 20, 2020 | 23 y | 1 |
| Gregrey James Thomas | Philadelphia, Pa | Apr 20, 2020 | 26 y | 3 |
| Sarah E Schiavoni | Philadelphia, Pa | Apr 20, 2020 | 26 y | 3 |
| Marc F Dippolito | Philadelphia, Pa | Apr 20, 2020 | 19 y | 1 |
| David J Chorba | Charleston, Sc | Apr 20, 2020 | 24 y | 2 |
| Jamie L. White | Wayne, Pa | Apr 20, 2020 | 14 y | 2 |
| Milissa A Hutchinson | Philadelphia, Pa | Apr 20, 2020 | 15 y | 3 |
| Kate A Mastalerz | Philadelphia, Pa | Apr 20, 2020 | 12 y | 2 |
| Michael C. Simons | Philadelphia, Pa | Apr 20, 2020 | 19 y | 1 |
| Matthew Todd Cheney | Olathe, Ks | May 4, 2021 | 29 y | 1 |
| Joseph Tyler Cinotto | Issaquah, Wa | May 4, 2021 | 14 y | 2 |
| Mason Lee Paulus | Lee'S Summit, Mo | Jun 24, 2021 | 18 y | 2 |
| Olivia T. Bakunas | Green Village, Nj | Jan 14, 2022 | 11 y | 1 |
| Lindsey Cain Bulger | Philadelphia, Pa | Sep 26, 2022 | 17 y | 2 |
| Luke H D'Alessandro | Houston, Tx | Oct 18, 2022 | 15 y | 0 |
| Ethan R Kaighn | Philadelphia, Pa | Jan 30, 2023 | 12 y | 0 |
| Alexander R. Freud | Philadelphia, Pa | Jan 30, 2023 | 10 y | 0 |
| Aj Helgerson | Orono, Mn | Feb 22, 2023 | 21 y | 6 |
| Andrew Ford Tomson | Philadelphia, Pa | Feb 23, 2023 | 19 y | 3 |
| Oliver Michael Brown | Philadelphia, Pa | Feb 24, 2023 | 10 y | 0 |
| David E Tierney | Philadelphia, Pa | Mar 15, 2023 | 12 y | 0 |
| Brett Howard Schryer | Nolensville, Tn | Jun 8, 2023 | 13 y | 0 |
| Gabrielle M Mongno | Philadelphia, Pa | Aug 14, 2023 | 11 y | 0 |
| Eugene James EignorChartered Financial Consultant | Philadelphia, Pa | Oct 23, 2024 | 28 y | 1 |
| Mark M Bourdin | Philadelphia, Pa | May 7, 2025 | 11 y | 0 |
| Peter David Driscoll | Annapolis, Md | Jun 18, 2025 | 28 y | 1 |
Advisor movement
2 left, 3 joined in 12 months
net +1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 3.8% of current headcount15 left over 36 months
Left, latest
- James Murphy Brown to Victory Capital Management Inc.Jul 16, 2026 · Other
- Timothy Todd Katusha to LPL Financial LLCMar 17, 2026 · Other
- Zachary Khoi-Minh Pyers to Vanguard Advisers, Inc.Aug 6, 2025 · Other
- Daniel James Magill to Wells Fargo AdvisorsJun 10, 2025 · Other
- Neal Blaine Guidry to Blackrock Investment Management, LLCJun 10, 2025 · Other
- Andrew Koltunowicz to Paradigm Investment Advisory, LLCJan 2, 2025 · Other
- Mathew Vetter to Edward JonesDec 3, 2024 · Other
- Anthony Michael Philips to Percent Advisors LLCDec 3, 2024 · Other
- Marcus Paul Anderson to Voya Investment Management Co. LLCNov 21, 2024 · Other
- Dennis Alan Macdonald to Advisors Asset Management, Inc.Oct 31, 2024 · Other
- Jaclyn Rose Gantz to Amg Funds LLCOct 23, 2024 · Other
- Andrews Dadeboe to Strategic Advisers LLCSep 4, 2024 · Other
- Mark A Endres to T. Rowe Price Associates, Inc.May 9, 2024 · Other
- Norina R Vittese to Radcliffe Capital Management, L.P.Oct 13, 2023 · Other
- John Henry O'Brien to Alliancebernstein L.P.Sep 21, 2023 · Other
Joined, latest
- Christopher Steven Gautier from Cx Institutional, LLCApr 21, 2026 · Other
- Charles Hammel from Blackrock Investment Management, LLCMar 5, 2026 · Other
- Matthew J Tomasino from J.P. Morgan Securities LLCJan 9, 2026 · Other
- Liam J Hart from Poxono CapitalSep 15, 2025 · Other
- Doron Eisenscher from Voya Investment Management Co. LLCJul 14, 2025 · Other
- Peter David Driscoll from Amundi Asset Management US, Inc.Jun 18, 2025 · Other
- Eugene James Eignor from Rydex Advisory Services, LLCOct 23, 2024 · Other
- Andrew Ford Tomson from Thornburg Investment Management IncFeb 23, 2023 · Other
- Aj Helgerson from Hartford FundsFeb 22, 2023 · Other
- Lindsey Cain Bulger from Pgim Investments LLCSep 26, 2022 · Other
- Olivia T. Bakunas from Nuveen Asset Management, LLCJan 14, 2022 · Other
- Christopher Funkey from Lord, Abbett & Co. LLCNov 11, 2021 · Other
- Mason Lee Paulus from Creative PlanningJun 24, 2021 · Other
- Neal Blaine Guidry from Manulife Investment Management (US) LLCJun 17, 2021 · Other
- Matthew Todd Cheney from Waddell & ReedMay 4, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Waddell & ReedApr 21, 2021 · Overland Park, Ks
Private funds
13 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Forrester David Connor · Svp/General Counsel, Secretary/Trusteecontrolsince 05/2015 · owns less than 5%
- Keith Shawn Lytle · Chief Executive Officer, President/ Trusteecontrolsince 06/2015 · owns less than 5%
- Richard Salus · Svp Global Head Of Fund Administrationcontrolsince 01/1998 · owns less than 5%
- Peter Robert Wolfangel · Trusteecontrolsince 03/2023 · owns less than 5%
- Joel Martin Wolin · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- Francis Michael Capuzzi · U.S. Chief Operations Officersince 06/2018 · owns less than 5%
- Stephen Hoban · Chief Financial Officersince 09/2020 · owns less than 5%
Entity owners
- Delaware Investments Management Company, LLC. · Corporate Parent Of Registrantdirect · owns 75% or more
- Macquarie Affiliated Managers (USA) Inc. · Parentindirect · owns 75% or more of Macquarie Management Holdings, Inc.
- Macquarie Affiliated Managers Holdings (USA) Inc. · Parentindirect · owns 75% or more of Macquarie Affiliated Managers (USA) Inc.
- Macquarie Asset Management Holdings Pty Limited · Parentindirect · owns 75% or more of Macquarie Asset Management US Holdings Pty Limited
- Macquarie Asset Management US Holdings Pty Limited · Parentindirect · owns 75% or more of Macquarie Fg Holdings Inc.
- Macquarie Fg Holdings Inc. · Parentindirect · owns 75% or more of Macquarie Affiliated Managers Holdings (USA) Inc.
- Macquarie Group Limited · Parentindirect · owns 75% or more of Macquarie Asset Management Holdings Pty Limited
- Macquarie Management Holdings, Inc. · Parentindirect · owns 75% or more of Delaware Investments Management Company, LLC.
Related persons
Schedule D 7.A
- Macquarie Wealth Advisers, LLCinvestment advisernRAUM $4.8B
- Delaware Distributors, L.P.broker-dealern
- Macquarie Alternative Strategiesinvestment adviserpooled vehicle sponsory
- Macquarie Asset Management Credit Advisers US, LLCinvestment advisernRAUM $526M
- Macquarie Bank International Limitedn
- Macquarie Capital (USA) Inc.broker-dealern
- Macquarie Funds Management Hong Kong Limitedinvestment advisernRAUM $3.2B
- Macquarie Infrastructure And Real Assets Inc.investment advisernRAUM $3.9B
- Macquarie Infrastructure Partnersinvestment advisernRAUM $49B
- Macquarie Investment Management Austria Kapitalanlage Aginvestment advisernRAUM $12B
- Macquarie Investment Management Europe Limitedinvestment advisernRAUM $25B
- Macquarie Investment Management Europe S.A.investment advisernRAUM $4.5B
- Macquarie Investment Management General Partner, Inc.pooled vehicle sponsorn
- Macquarie Investment Management Global Limitedinvestment advisernRAUM $187B
- Macquarie Funds Managementinvestment advisernRAUM $1.1B
- Mam Americas, Inc.investment advisernRAUM $4.3B
Advisers that list Nomura Investment Management Business Trust as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Philadelphia, Pa · principal | 52 | 11 | 1 | ||
| New York, Ny | 3 | 1 | 0 | ||
| Wayne, Pa | 2 | 1 | 0 | ||
| Highlands Ranch, Co | 0 | 0 | 0 | ||
| Lafayette, La | 0 | 0 | 0 | ||
| Doylestown, Pa | 0 | 0 | 0 | ||
| Oxford, Mi | 0 | 0 | 0 | ||
| Fort Washington, Ny | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Overland Park, KS33 employees
- New York, NY23 employees
- Chicago, IL8 employees
- San Diego, CA8 employees
- Boston, MA5 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 29, 2026 to Sep 16, 2026
- Private funds · 2 to unsetJul 29, 2026 to Sep 16, 2026
- Succession · false to unsetJul 29, 2026 to Sep 16, 2026
- State-registered IARs · 86 to 53Jun 29, 2026 to Jul 29, 2026
- Accounts · 317 to 290Jan 14, 2026 to Jun 29, 2026
- Advisory employees · 157 to 219Jan 14, 2026 to Jun 29, 2026
- BD registered reps · 217 to 145Jan 14, 2026 to Jun 29, 2026
- Corporate clients · 49 to 45Jan 14, 2026 to Jun 29, 2026
- HNW clients · 26 to 25Jan 14, 2026 to Jun 29, 2026
- Individual clients · 8 to 7Jan 14, 2026 to Jun 29, 2026
- Pooled vehicle clients · 53 to 51Jan 14, 2026 to Jun 29, 2026
- Employees · 598 to 778Jan 14, 2026 to Jun 29, 2026
- State-registered IARs · 51 to 86Jan 14, 2026 to Jun 29, 2026
- Other offices · 4 to 5Jan 14, 2026 to Jun 29, 2026
- Private funds · 3 to 2Jan 14, 2026 to Jun 29, 2026
- Discretionary RAUM · $164B to $144BJan 14, 2026 to Jun 29, 2026
- HNW RAUM · $1.5B to $1.4BJan 14, 2026 to Jun 29, 2026
- Individual RAUM · $1.3B to $715MJan 14, 2026 to Jun 29, 2026
- Pension RAUM · $1.4B to $1.5BJan 14, 2026 to Jun 29, 2026
- Pooled vehicle RAUM · $5.0B to $5.0BJan 14, 2026 to Jun 29, 2026
- RAUM · $164B to $144BJan 14, 2026 to Jun 29, 2026
- Wrap assets (manager) · $1.4B to $1.6BJan 14, 2026 to Jun 29, 2026
- Business name · MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST to NOMURA INVESTMENT MANAGEMENT BUSINESS TRUSTJun 27, 2025 to Dec 22, 2025
- Legal name · MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST to NOMURA INVESTMENT MANAGEMENT BUSINESS TRUSTJun 27, 2025 to Dec 22, 2025
- Private funds · 4 to 3Jun 27, 2025 to Dec 22, 2025
- Accounts · 377 to 317Sep 20, 2024 to Jun 27, 2025
- Advisory employees · 168 to 157Sep 20, 2024 to Jun 27, 2025
- BD registered reps · 220 to 217Sep 20, 2024 to Jun 27, 2025
- Corporate clients · 53 to 49Sep 20, 2024 to Jun 27, 2025
- HNW clients · 29 to 26Sep 20, 2024 to Jun 27, 2025
- Individual clients · 9 to 8Sep 20, 2024 to Jun 27, 2025
- Pension plan clients · 27 to 14Sep 20, 2024 to Jun 27, 2025
- Pooled vehicle clients · 60 to 53Sep 20, 2024 to Jun 27, 2025
- Employees · 657 to 598Sep 20, 2024 to Jun 27, 2025
- Financial planning clients · unset to Sep 20, 2024 to Jun 27, 2025
- State-registered IARs · 72 to 51Sep 20, 2024 to Jun 27, 2025
- Other offices · 5 to 4Sep 20, 2024 to Jun 27, 2025
- Discretionary RAUM · $191B to $164BSep 20, 2024 to Jun 27, 2025
- HNW RAUM · $2.7B to $1.5BSep 20, 2024 to Jun 27, 2025
- Individual RAUM · $1.5B to $1.3BSep 20, 2024 to Jun 27, 2025
Signals
35 dated events
- Nomura Investment Management Business Trust reported 53 state-registered advisory representatives, down from 86 (2026-06-29 to 2026-07-29)Jul 29, 2026 · Advisor headcount change · derived
- James Murphy Brown left Nomura Investment Management Business Trust for Victory Capital Management Inc. (registered 2026-07-22)Jul 16, 2026 · Advisor changed firm · fact
- Nomura Investment Management Business Trust reported 86 state-registered advisory representatives, up from 51 (2026-01-14 to 2026-06-29)Jun 29, 2026 · Advisor headcount change · derived
- Timothy Todd Katusha left Nomura Investment Management Business Trust for Lpl Financial Llc (registered 2026-03-16)Mar 17, 2026 · Advisor changed firm · fact
- Zachary Khoi-Minh Pyers left Nomura Investment Management Business Trust for Vanguard Advisers, Inc. (registered 2026-03-12)Aug 6, 2025 · Advisor changed firm · fact
- Nomura Investment Management Business Trust reported 51 state-registered advisory representatives, down from 72 (2024-09-20 to 2025-06-27)Jun 27, 2025 · Advisor headcount change · derived
- Neal Blaine Guidry left Nomura Investment Management Business Trust for Blackrock Investment Management, Llc (registered 2025-06-23)Jun 10, 2025 · Advisor changed firm · fact
- Daniel James Magill left Nomura Investment Management Business Trust for Wells Fargo Advisors (registered 2026-03-18)Jun 10, 2025 · Advisor changed firm · fact
- Andrew Koltunowicz left Nomura Investment Management Business Trust for Paradigm Investment Advisory, Llc (registered 2025-12-03)Jan 2, 2025 · Advisor changed firm · fact
- Anthony Michael Philips left Nomura Investment Management Business Trust for Percent Advisors Llc (registered 2026-06-26)Dec 3, 2024 · Advisor changed firm · fact
- Mathew Vetter left Nomura Investment Management Business Trust for Edward Jones (registered 2025-02-10)Dec 3, 2024 · Advisor changed firm · fact
- Marcus Paul Anderson left Nomura Investment Management Business Trust for Voya Investment Management Co. Llc (registered 2025-05-06)Nov 21, 2024 · Advisor changed firm · fact
- Dennis Alan Macdonald left Nomura Investment Management Business Trust for Advisors Asset Management, Inc. (registered 2024-12-04)Oct 31, 2024 · Advisor changed firm · fact
- Jaclyn Rose Gantz left Nomura Investment Management Business Trust for Amg Funds Llc (registered 2025-07-08)Oct 23, 2024 · Advisor changed firm · fact
- Andrews Dadeboe left Nomura Investment Management Business Trust for Strategic Advisers Llc (registered 2025-05-07)Sep 4, 2024 · Advisor changed firm · fact
- Mark A Endres left Nomura Investment Management Business Trust for T. Rowe Price Associates, Inc. (registered 2024-08-30)May 9, 2024 · Advisor changed firm · fact
- Joel Martin Wolin (Chief Compliance Officer) appeared on Schedule A of Nomura Investment Management Business TrustFeb 6, 2024 · Control person joined · fact
- Henry William Speacht (Chief Compliance Officer) no longer on Schedule A of Nomura Investment Management Business Trust (listed 2023-11-15, absent 2024-02-06)Feb 6, 2024 · Control person left · inference
- Norina R Vittese left Nomura Investment Management Business Trust for Radcliffe Capital Management, L.P. (registered 2023-11-07)Oct 13, 2023 · Advisor changed firm · fact
- John Henry O'Brien left Nomura Investment Management Business Trust for Alliancebernstein L.P. (registered 2023-11-13)Sep 21, 2023 · Advisor changed firm · fact
- Marilyn Muzyk left Nomura Investment Management Business Trust for Blackrock Investment Management, Llc (registered 2023-09-18)Sep 13, 2023 · Advisor changed firm · fact
- Henry William Speacht (Chief Compliance Officer) appeared on Schedule A of Nomura Investment Management Business TrustApr 27, 2023 · Control person joined · fact
- Lawrence Brian Murray (Svp/Global Chief Compliance Officer) no longer on Schedule A of Nomura Investment Management Business Trust (listed 2023-03-07, absent 2023-04-27)Apr 27, 2023 · Control person left · inference
- Peter Robert Wolfangel (Trustee) appeared on Schedule A of Nomura Investment Management Business TrustMar 7, 2023 · Control person joined · fact
- Aj Helgerson left Nomura Investment Management Business Trust for Hartford Funds (registered 2022-10-06)Oct 6, 2022 · Advisor changed firm · fact
- Andrew Ford Tomson left Nomura Investment Management Business Trust for Thornburg Investment Management Inc (registered 2022-11-30)Sep 21, 2022 · Advisor changed firm · fact
- Ryan Perri left Nomura Investment Management Business Trust for Neuberger Berman Bd Llc (registered 2025-09-23)Sep 14, 2022 · Advisor changed firm · fact
- Matthew Gaiser left Nomura Investment Management Business Trust for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-10-12)Aug 4, 2022 · Advisor changed firm · fact
- Ross Adam Rutman left Nomura Investment Management Business Trust for Pgim Investments Llc (registered 2022-07-25)Jul 20, 2022 · Advisor changed firm · fact
- Nomura Investment Management Business Trust reported RAUM $236.0B, up 32% from $178.5B (2021-06-28 to 2022-06-29)Jun 29, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nomura-assetmanagementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- nomuraassetmanagement.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 215-531-6700reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.8Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026