DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••••• R••• J•••••

A••••• A•• P••••••• S•••••••BD affiliatedFrisco, Tx dual registrantIAPD 4213442

Feed of 09/14/2026

Also filed as H••••• R••• J•••••

At current firm

0 y

since Sep 22, 2025

In the industry

22 y

since Oct 23, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Sep 22, 2025 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 20, 2025 to Sep 4, 2025 · Fort Worth, Tx
C••••••• S••••••••• I••• BD affiliated
Mar 25, 2022 to Jul 11, 2024 · Johnston, Ri
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 22, 2011 to Mar 30, 2022 · Southlake, Tx
E•••••••• A•••••••• L•• national BD
Jun 1, 2005 to May 17, 2006 · New York, Ny
M••• S••••••••• C••••••••• unclassified
Oct 23, 2003 to Jun 1, 2005 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••
left Sep 4, 2025, registered Sep 22, 2025 (18 days) · Wirehouse to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 11, 2024, registered Aug 20, 2025 (405 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••
left Mar 30, 2022, registered Mar 25, 2022 (-5 days) · Wirehouse to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 17, 2006, registered Dec 22, 2011 (2045 days) · Affiliated broker-dealer or bank to wirehouse
M••• S••••••••• C••••••••• to E•••••••• A•••••••• L••
left Jun 1, 2005, registered Jun 1, 2005 (0 days) · corporate re-registration, not a move

Signals

H••••• R••• J••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••• A•• P••••••• S••••••• (registered 2025-09-22)
Sep 4, 2025 · Advisor changed firm · fact
H••••• R••• J••••• left C••••••• S••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-08-20)
Jul 11, 2024 · Advisor changed firm · fact
H••••• R••• J••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••••• S••••••••• I••• (registered 2022-03-25)
Mar 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address