DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A•••• L•• E••••

X••• S•••••••independent RIABozeman, Mt IA-onlyIAPD 4214366

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••• A•••• E••••

At current firm

1 y

since Sep 15, 2025

In the industry

26 y

since Jul 18, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

X••• S••••••• independent RIA current
since Sep 15, 2025 · Fort Worth, Tx
C••••••••• W••••• M••••••••• state registered
Mar 5, 2025 to Nov 5, 2025 · Houston, Tx
I••••••• W••••• M••••••••• L•• independent RIA
Aug 25, 2020 to Dec 24, 2020 · San Antonio, Tx
S•••••••• F•••••••• C•••••••• L•• independent RIA
Apr 28, 2014 to Jul 21, 2020 · San Antonio, Tx
C•••••• S••••• • C••• I••• national BD
Nov 13, 2009 to Oct 14, 2010 · Austin, Tx
S•••••••• F•••••••• C•••••••• L•• independent RIA
Jun 6, 2008 to Jul 14, 2009 · San Antonio, Tx
A••••••• G•••••• S••••••••• I••••••••• unclassified
May 28, 2008 to Oct 28, 2008 · Austin, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 12, 2005 to Sep 21, 2007 · Lakeway, Tx
E•••••••• A•••••••• L•• national BD
Sep 13, 2005 to Oct 4, 2005 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••••• M••••••••• to X••• S•••••••
left Nov 5, 2025, registered Sep 15, 2025 (-51 days) · Other · moved with a team
I••••••• W••••• M••••••••• L•• to C••••••••• W••••• M•••••••••
left Dec 24, 2020, registered Mar 5, 2025 (1532 days) · RIA to a state-registered adviser
S•••••••• F•••••••• C•••••••• L•• to I••••••• W••••• M••••••••• L••
left Jul 21, 2020, registered Aug 25, 2020 (35 days) · RIA to RIA
C•••••• S••••• • C••• I••• to S•••••••• F•••••••• C•••••••• L••
left Oct 14, 2010, registered Apr 28, 2014 (1292 days) · Other
S•••••••• F•••••••• C•••••••• L•• to C•••••• S••••• • C••• I•••
left Jul 14, 2009, registered Nov 13, 2009 (122 days) · Other
A••••••• G•••••• S••••••••• I••••••••• to S•••••••• F•••••••• C•••••••• L••
left Oct 28, 2008, registered Jun 6, 2008 (-144 days) · Other
A••••••••• F•••••••• S•••••••• L•• to A••••••• G•••••• S••••••••• I•••••••••
left Sep 21, 2007, registered May 28, 2008 (250 days) · Other
E•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Oct 4, 2005, registered Dec 12, 2005 (69 days) · Affiliated broker-dealer or bank to another

Signals

M••• A•••• L•• E•••• left C••••••••• W••••• M••••••••• for X••• S••••••• (registered 2025-09-15)
Nov 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address