RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Dec 24, 2025 · Miami, Fl
- U•• F•••••••• S••••••• I••• wirehouseApr 15, 2024 to Dec 26, 2025 · Miami, Fl
- M••••• S•••••• wirehouseFeb 15, 2016 to Apr 18, 2024 · Miami, Fl
- C••••• S••••• S••••••••• •••• L•• formerJan 28, 2010 to Mar 2, 2016 · Miami, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jan 11, 2010 · Miami, Fl
- C••••••• I••••••••• S••••••• unclassifiedOct 25, 2004 to May 29, 2007 · Miami, Fl
- U•• I••••••••• I••• unclassifiedJun 3, 2002 to Nov 11, 2003 · Coral Gables, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 3, 2001 to Jun 1, 2002 · Coral Gables, Fl
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Dec 26, 2025, registered Dec 24, 2025 (-2 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Apr 18, 2024, registered Apr 15, 2024 (-3 days) · Wirehouse to wirehouse · moved with a team
- C••••• S••••• S••••••••• •••• L•• to M••••• S••••••left Mar 2, 2016, registered Feb 15, 2016 (-16 days) · Other · moved with a team
- C•••••••• G••••• M•••••• I••• to C••••• S••••• S••••••••• •••• L••left Jan 11, 2010, registered Jan 28, 2010 (17 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- U•• I••••••••• I••• to C••••••• I••••••••• S•••••••left Nov 11, 2003, registered Oct 25, 2004 (349 days) · Other
- U•• F•••••••• S••••••• I••• to U•• I••••••••• I•••left Jun 1, 2002, registered Jun 3, 2002 (2 days) · corporate re-registration, not a move
- D••••• V•••••• I•••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2025-12-24)Dec 26, 2025 · Advisor changed firm · fact
- D••••• V•••••• I•••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2024-04-15)Apr 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address