DFX Intelligence
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Registered advisor
M••••• D••••• F•••••••
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
2 y
since Jan 19, 2024
In the industry
26 y
since Jul 27, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Orland Park, Il
- W••••••• F•••••••• S•••••••• I••• formerFeb 14, 2014 to Jan 19, 2024 · Warrenville, Il
- F•••• T•••• S••••••••• I••• BD affiliatedMar 18, 2009 to Jan 21, 2014 · Oak Lawn, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Apr 2, 2009 · Chicago, Il
- C••••••• I••••••••• S••••••• unclassifiedJun 24, 2002 to May 29, 2007 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Jan 21, 2014, registered Feb 14, 2014 (24 days) · Other
- C•••••••• G••••• M•••••• I••• to F•••• T•••• S••••••••• I•••left Apr 2, 2009, registered Mar 18, 2009 (-15 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address