DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Laura Carrera Warnock

Lone Peak Advisersindependent RIADraper, Utdual registrantIAPD 4220434

Feed of 09/14/2026

Also filed as Laura Warnock-Gray

At current firm

2 y

since May 3, 2024

In the industry

26 y

since Aug 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Lone Peak Advisers independent RIA current
since May 3, 2024 · Draper, Ut
Founders Financial Securities, LLC independent RIA
Aug 1, 2019 to May 2, 2024 · Towson, Md
LPL Financial LLC BD affiliated
Feb 18, 2016 to Aug 19, 2019 · Holladay, Ut
Financial Advocates Investment Management former
Nov 18, 2014 to Aug 1, 2019 · Salt Lake City, Ut
Berthel Fisher & Company Financial Services, Inc. BD affiliated
May 15, 2008 to Nov 18, 2014 · Salt Lake City, Ut
Money Concepts Advisory Service BD affiliated
Jun 18, 2007 to May 14, 2008 · Palm Beach Gardens, Fl
Wells Fargo Investments, LLC unclassified
Sep 10, 2004 to May 3, 2007 · Salt Lake City, Ut
Citigroup Global Markets Inc. BD affiliated
Aug 30, 2000 to Aug 27, 2004 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

Founders Financial Securities, LLC to Lone Peak Advisers
left May 2, 2024, registered May 3, 2024 (1 days) · RIA to RIA
LPL Financial LLC to Founders Financial Securities, LLC
left Aug 19, 2019, registered Aug 1, 2019 (-18 days) · Affiliated broker-dealer or bank to independent RIA
Financial Advocates Investment Management to LPL Financial LLC
left Aug 1, 2019, registered Feb 18, 2016 (-1260 days) · Other
Berthel Fisher & Company Financial Services, Inc. to Financial Advocates Investment Management
left Nov 18, 2014, registered Nov 18, 2014 (0 days) · Other
Money Concepts Advisory Service to Berthel Fisher & Company Financial Services, Inc.
left May 14, 2008, registered May 15, 2008 (1 days) · Other
Wells Fargo Investments, LLC to Money Concepts Advisory Service
left May 3, 2007, registered Jun 18, 2007 (46 days) · Other
Citigroup Global Markets Inc. to Wells Fargo Investments, LLC
left Aug 27, 2004, registered Sep 10, 2004 (14 days) · Other

Signals

Laura Carrera Warnock left Founders Financial Securities, Llc for Lone Peak Advisers (registered 2024-05-03)
May 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address