DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Rodriguez
Feed of 09/15/2026
At current firm
19 y
since Sep 29, 2006
In the industry
26 y
since Aug 31, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Blackrock Investment Management, LLC asset manager currentsince Sep 29, 2006 · Princeton, Nj
- Merrill Lynch Investment Managers LP unclassifiedJun 6, 2006 to Sep 29, 2006 · Plainsboro, Nj
- Chase Investment Services Corp. formerSep 7, 2004 to Apr 4, 2006 · New York City, Ny
- Citigroup Global Markets Inc. BD affiliatedOct 6, 2002 to Sep 23, 2004 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch Investment Managers LP to Blackrock Investment Management, LLCleft Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move
- Chase Investment Services Corp. to Merrill Lynch Investment Managers LPleft Apr 4, 2006, registered Jun 6, 2006 (63 days) · Other
- Citigroup Global Markets Inc. to Chase Investment Services Corp.left Sep 23, 2004, registered Sep 7, 2004 (-16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address