DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Todd Ryan Marmor
Feed of 09/15/2026
At current firm
1 y
since Jan 23, 2025
In the industry
26 y
since Jul 18, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jan 23, 2025 · Chicago, Il
- Wintrust Investments formerDec 9, 2019 to Jan 23, 2025 · Chicago, Il
- Bmo Harris Financial Advisors, Inc formerApr 1, 2015 to Nov 18, 2019 · Chicago, Il
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Mar 11, 2015 · Chicago, Il
- Chase Investment Services Corp. formerAug 3, 2011 to Oct 1, 2012 · Chicago, Il
- Chase Investment Services Corp. formerMay 2, 2008 to Aug 2, 2010 · Chicago, Il
- Banc One Securities Corporation unclassifiedJul 31, 2002 to Apr 14, 2005 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Wintrust Investments to LPL Financial LLCleft Jan 23, 2025, registered Jan 23, 2025 (0 days) · corporate re-registration, not a move
- Bmo Harris Financial Advisors, Inc to Wintrust Investmentsleft Nov 18, 2019, registered Dec 9, 2019 (21 days) · Affiliated broker-dealer or bank to independent RIA
- J.P. Morgan Securities LLC to Bmo Harris Financial Advisors, Incleft Mar 11, 2015, registered Apr 1, 2015 (21 days) · Other · moved with a team
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Banc One Securities Corporation to Chase Investment Services Corp.left Apr 14, 2005, registered May 2, 2008 (1114 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address