RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• E•••••
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Oct 31, 2023 · Weeki Wachee, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 28, 2021 to Oct 10, 2023 · Jacksonville, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedApr 7, 2014 to Jul 9, 2019 · Tampa, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• to T• R••• P•••• A••••••• S•••••••• I•••left Oct 10, 2023, registered Oct 31, 2023 (21 days) · Affiliated broker-dealer or bank to independent RIA
- T• R••• P•••• A••••••• S•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 9, 2019, registered Jun 28, 2021 (720 days) · RIA to affiliated broker-dealer or bank · moved with a team
- A•••• E••••• left F••••••• P••••••• A•• W•••••••• A••••••• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2023-10-31)Oct 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address