RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Nov 17, 2021 · Plano, Tx
- S••••••• F•••••••• S•••••••• I••• formerJan 27, 2004 to Aug 13, 2007 · Portland, Or
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 17, 2003 to Jan 13, 2004 · Portland, Or
- S••••••• F•••••••• S•••••••• I••• to F••••• I•••••••••left Aug 13, 2007, registered Nov 17, 2021 (5210 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• F•••••••• S•••••••• I•••left Jan 13, 2004, registered Jan 27, 2004 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address