RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• S•••• K•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 11, 2026 · Woodland Hills, Ca
- L•• F•••••••• L•• BD affiliatedSep 19, 2007 to May 19, 2026 · Houston, Tx
- S••• B•••••••• S••••••• unclassifiedNov 13, 2002 to Sep 13, 2007 · Chatsworth, Ca
- C••• F•••••••• S•••••••• L••• formerMar 25, 2001 to Jun 26, 2002 · Chatsworth, Ca
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 19, 2026, registered May 11, 2026 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••• B•••••••• S••••••• to L•• F•••••••• L••left Sep 13, 2007, registered Sep 19, 2007 (6 days) · Other
- C••• F•••••••• S•••••••• L••• to S••• B•••••••• S•••••••left Jun 26, 2002, registered Nov 13, 2002 (140 days) · Other
- K•••• S•••• K••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-05-11)May 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address