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Registered advisor
T••••• X••••• W•••••
Feed of 09/14/2026
Also filed as T••••• X W•••••
At current firm
1 y
since Jun 23, 2025
In the industry
25 y
since Oct 5, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 23, 2025 · West Hartford, Ct
- W•••• F•••• A••••••• wirehouseMar 29, 2018 to Jun 20, 2025 · Purchase, Ny
- C••••••• S••••••••• I••• BD affiliatedFeb 26, 2013 to Mar 30, 2018 · Clinton, Ct
- O•••• I••••••••• I••• BD affiliatedJun 30, 2009 to Dec 21, 2012 · Norwalk, Ct
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 6, 2006 to Jul 6, 2009 · Seymour, Ct
- U•• F•••••••• S••••••• I••• wirehouseOct 30, 2000 to Oct 16, 2006 · New Haven, Ct
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jun 20, 2025, registered Jun 23, 2025 (3 days) · Wirehouse to affiliated broker-dealer or bank
- C••••••• S••••••••• I••• to W•••• F•••• A•••••••left Mar 30, 2018, registered Mar 29, 2018 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- O•••• I••••••••• I••• to C••••••• S••••••••• I•••left Dec 21, 2012, registered Feb 26, 2013 (67 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to O•••• I••••••••• I•••left Jul 6, 2009, registered Jun 30, 2009 (-6 days) · Other
- U•• F•••••••• S••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 16, 2006, registered Oct 6, 2006 (-10 days) · Other
Signals
- T••••• X••••• W••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2025-06-23)Jun 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address