DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• D•••• H••••

C••••• I••••••••• A••••••• L••BD affiliatedPortage, Mi dual registrantIAPD 4231385

Feed of 09/15/2026

At current firm

0 y

since Apr 27, 2026

In the industry

25 y

since Dec 6, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Apr 27, 2026 · Battle Creek, Mi
C••••••••• F•••••••• N•••••• national BD
Feb 26, 2018 to Apr 27, 2026 · Portage, Mi
A••••••••• F•••••••• S•••••••• L•• national BD
Aug 5, 2015 to Dec 23, 2016 · Troy, Mi
N•••••••• B••••• B• L•• no RAUM
May 7, 2014 to Jun 26, 2015 · Royal Oak, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••
left Apr 27, 2026, registered Apr 27, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••
left Dec 23, 2016, registered Feb 26, 2018 (430 days) · Affiliated broker-dealer or bank to another
N•••••••• B••••• B• L•• to A••••••••• F•••••••• S•••••••• L••
left Jun 26, 2015, registered Aug 5, 2015 (40 days) · Other

Signals

C•••••• D•••• H•••• left C••••••••• F•••••••• N•••••• for C••••• I••••••••• A••••••• L•• (registered 2026-04-27)
Apr 27, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address