DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Keith D. Lewandoski

Cambridge Investment Research Advisors, Inc.BD affiliatedWest Lebanon, Nhdual registrantIAPD 4234062

Feed of 09/14/2026

At current firm

4 y

since Jan 21, 2022

In the industry

26 y

since Sep 18, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Jan 21, 2022 · West Lebanon, Nh
MML Investors Services, LLC BD affiliated
Mar 25, 2017 to Jan 28, 2022 · Bradford, Vt
Mariner independent RIA
Mar 11, 2016 to Feb 1, 2018 · Bradford, Vt
Msi Financial Services, Inc. former
Feb 1, 2016 to Mar 25, 2017 · Bradford, Vt
Gl Investment Services, LLC former
May 13, 2013 to Dec 31, 2014 · Waltham, Ma
Lewfin Partners unclassified
Apr 17, 2012 to Dec 3, 2015 · Sharon, Vt
Westminster Financial Advisory Corp independent RIA
Apr 25, 2006 to Dec 16, 2011 · Quechee, Vt
Morgan Stanley Dw Inc. unclassified
Jan 9, 2001 to Oct 6, 2004 · West Lebanon, Nh

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Cambridge Investment Research Advisors, Inc.
left Jan 28, 2022, registered Jan 21, 2022 (-7 days) · Affiliated broker-dealer or bank to another
Mariner to MML Investors Services, LLC
left Feb 1, 2018, registered Mar 25, 2017 (-313 days) · corporate re-registration, not a move
Msi Financial Services, Inc. to Mariner
left Mar 25, 2017, registered Mar 11, 2016 (-379 days) · Other · moved with a team
Lewfin Partners to Gl Investment Services, LLC
left Dec 3, 2015, registered May 13, 2013 (-934 days) · Other
Gl Investment Services, LLC to Msi Financial Services, Inc.
left Dec 31, 2014, registered Feb 1, 2016 (397 days) · Other
Westminster Financial Advisory Corp to Lewfin Partners
left Dec 16, 2011, registered Apr 17, 2012 (123 days) · Other
Morgan Stanley Dw Inc. to Westminster Financial Advisory Corp
left Oct 6, 2004, registered Apr 25, 2006 (566 days) · Other

Signals

Keith D. Lewandoski left Mml Investors Services, Llc for Cambridge Investment Research Advisors, Inc. (registered 2022-01-21)
Jan 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address