DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Gl Investment Services, LLC

Former SEC-registered adviserWaltham, MassachusettsCRD 152158SEC 801-71436IAPD
Latest filing Sep 22, 2014
First filing on the tape Apr 2, 2012 · 14 filings
RAUM
$134M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
80
30 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$8.8M as of Mar 31, 2014
Apr 2, 2012$3.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)16 as of Mar 31, 2014
Apr 2, 20120 then
Employees (5.A)100 as of Mar 31, 2014
Feb 6, 2013206 then
Private funds: no history
RAUM +1426% over the last fiscal yearIARs 16 to 16
Practice profile
derived from the filing of Sep 22, 2014; every figure names its basis
RAUM per advisor
$8.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$465,781derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
8.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Financial planning clients
2,000reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
287reported
Financial planning clients
2,000reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Rachel Evans · Chief Compliance Officercontrol
    since 08/2014 · owns less than 5%
  • J Francis Luisi · Presidentcontrol
    since 03/2013 · owns less than 5%
  • John Daniel Thibeault · Managing Membercontrol
    since 04/2010 · owns 75% or more of Graduate Leverage, LLC
Entity owners
  • Graduate Leverage, LLC · Sole Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • Gl Capital Partners
    investment advisernRAUM $40.6M
  • Graduate Leverage Insurance Services, LLC
    real estaten
Advisers that list Gl Investment Services, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
  • Makati City, Philippines
What changed
consecutive filings, newest first
  • Accounts · 115 to 287
    Mar 31, 2014 to May 5, 2014
  • Employees · 100 to 80
    Mar 31, 2014 to May 5, 2014
  • Discretionary RAUM · $6.1M to $131M
    Mar 31, 2014 to May 5, 2014
  • Non-discretionary RAUM · $2.7M to $2.8M
    Mar 31, 2014 to May 5, 2014
  • RAUM · $8.8M to $134M
    Mar 31, 2014 to May 5, 2014
  • Accounts · 113 to 115
    Oct 11, 2013 to Mar 31, 2014
  • Employees · 206 to 100
    Oct 11, 2013 to Mar 31, 2014
  • Discretionary RAUM · $6.1M to $6.1M
    Oct 11, 2013 to Mar 31, 2014
  • Non-discretionary RAUM · $2.7M to $2.7M
    Oct 11, 2013 to Mar 31, 2014
  • RAUM · $8.8M to $8.8M
    Oct 11, 2013 to Mar 31, 2014
  • Accounts · 991 to 113
    Oct 17, 2012 to Feb 6, 2013
  • Advisory employees · unset to 30.0
    Oct 17, 2012 to Feb 6, 2013
  • Employees · unset to 206.0
    Oct 17, 2012 to Feb 6, 2013
  • State-registered IARs · 0 to 16
    Oct 17, 2012 to Feb 6, 2013
  • Discretionary RAUM · $0 to $6.1M
    Oct 17, 2012 to Feb 6, 2013
  • Non-discretionary RAUM · $3.6M to $2.7M
    Oct 17, 2012 to Feb 6, 2013
  • RAUM · $3.6M to $8.8M
    Oct 17, 2012 to Feb 6, 2013
  • Business name · GRADUATE LEVERAGE INVESTMENT ADVISORY SERVICES, LLC to GL INVESTMENT SERVICES, LLC
    Sep 18, 2012 to Oct 11, 2012
  • Legal name · GRADUATE LEVERAGE INVESTMENT ADVISORY SERVICES, LLC to GL INVESTMENT SERVICES, LLC
    Aug 10, 2012 to Sep 18, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026