RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• P••••• J••••••
- O•••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 28, 2022 · West Melbourne, Fl
- J•••••• F•••••••• S•••••••• I••• unclassifiedDec 4, 2015 to Oct 26, 2022 · Atlanta, Ga
- J•••••• F•••••••• S•••••••• I••• to O•••• A••••••• S•••••••• L••left Oct 26, 2022, registered Apr 28, 2022 (-181 days) · Other · moved with a team
- R••• P••••• J•••••• left J•••••• F•••••••• S•••••••• I••• for O•••• A••••••• S•••••••• L•• (registered 2022-04-28)Oct 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address