RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• T••• L••••••
- E••••• I••••••••• C••• independent RIA currentsince Oct 3, 2016 · Atlanta, Ga
- J•• H••••••• C••• formerJul 1, 2015 to Oct 30, 2017 · Atlanta, Ga
- V••• I••••••••• M••••••••• C•• L•• asset managerFeb 7, 2007 to Sep 27, 2007 · New York, Ny
- J•• H••••••• C••• to E••••• I••••••••• C•••left Oct 30, 2017, registered Oct 3, 2016 (-392 days) · Other · moved with a team
- V••• I••••••••• M••••••••• C•• L•• to J•• H••••••• C•••left Sep 27, 2007, registered Jul 1, 2015 (2834 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address