DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark James Dennis
Feed of 09/14/2026
At current firm
15 y
since Jul 12, 2011
In the industry
25 y
since Oct 24, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Dimensional Fund Advisors LP asset manager currentsince Jul 12, 2011 · Austin, Tx
- Morgan Stanley & Co. LLC unclassifiedJul 13, 2007 to Dec 31, 2010 · Chicago, Il
- Dws Investment Management Americas, Inc. otherJul 17, 2003 to Jun 15, 2005 · Chicago, Il
- Morgan Stanley Dw Inc. unclassifiedAug 22, 2001 to May 19, 2003 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley & Co. LLC to Dimensional Fund Advisors LPleft Dec 31, 2010, registered Jul 12, 2011 (193 days) · Other
- Dws Investment Management Americas, Inc. to Morgan Stanley & Co. LLCleft Jun 15, 2005, registered Jul 13, 2007 (758 days) · Other
- Morgan Stanley Dw Inc. to Dws Investment Management Americas, Inc.left May 19, 2003, registered Jul 17, 2003 (59 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address