DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
0 y
since Aug 10, 2026
In the industry
25 y
since Nov 14, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Amplify Etfs asset manager currentsince Aug 10, 2026 · Lisle, Il
- Guggenheim Investments asset managerMar 4, 2014 to Jun 12, 2025 · New York, Ny
- Guggenheim Investments asset managerMay 10, 2004 to Nov 4, 2008 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Guggenheim Investments to Amplify Etfsleft Jun 12, 2025, registered Aug 10, 2026 (424 days) · Other
- Guggenheim Investments to Guggenheim Investmentsleft Nov 4, 2008, registered Mar 4, 2014 (1946 days) · channel change inside one enterprise, not a move
Signals
- Scott Andrew Larsen left Guggenheim Investments for Amplify Etfs (registered 2026-08-10)Jun 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address