RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C•••••• D••••
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Nov 6, 2020 · Pocatello, Id
- B••••••• I••••••••• S•••••••• I••• ••••• formerJan 29, 2007 to May 31, 2007 · Heber, Ut
- L•• F•••••••• L•• BD affiliatedJan 4, 2007 to Nov 11, 2020 · Pocatello, Id
- S••••••••• A•••••• A•••••••• I••• formerMar 1, 2006 to Jun 29, 2006 · Chubbuck, Id
- W••• I••••••••• I••• unclassifiedJul 16, 2003 to Feb 27, 2004 · Tooele, Ut
- W•••••• • R••• formerJan 13, 2003 to Mar 28, 2003 · Twin Falls, Id
- L•• F•••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Nov 11, 2020, registered Jan 29, 2007 (-5035 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to I••••••••• F•••••••• G••••• L••left May 31, 2007, registered Nov 6, 2020 (4908 days) · Other
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Jun 29, 2006, registered Jan 4, 2007 (189 days) · Other
- W••• I••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Feb 27, 2004, registered Mar 1, 2006 (733 days) · Other
- W•••••• • R••• to W••• I••••••••• I•••left Mar 28, 2003, registered Jul 16, 2003 (110 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address