DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• P••••• E••••

F•••••••• B•••••••• I••state registeredWichita, Ks dual registrantIAPD 4241503

Feed of 09/15/2026

Also filed as Phil E••••

At current firm

1 y

since Feb 25, 2025

In the industry

26 y

since Aug 15, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••••• B•••••••• I•• state registered current
since Mar 5, 2025 · Wichita, Ks
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Feb 25, 2025 · Wichita, Ks
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 4, 2014 to Jan 29, 2025 · Wichita, Ks
G••••••• F•••••••• C••••••••• I••• unclassified
Dec 7, 2011 to May 9, 2014 · Kapaa, Hi
G••••• S••••••••• I••• former
Nov 24, 2010 to Apr 7, 2014 · Wichita, Ks
S•••••••• F••••••••• I••• former
Dec 17, 2008 to Nov 26, 2010 · Wichita, Ks
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 28, 2005 to Dec 16, 2008 · Marietta, Ga
C•••••••• I••••••••• R•••••••• I••• unclassified
Sep 29, 2004 to Mar 28, 2005 · Marietta, Ga

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jan 29, 2025, registered Feb 25, 2025 (27 days) · Affiliated broker-dealer or bank to another
G••••••• F•••••••• C••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left May 9, 2014, registered Apr 4, 2014 (-35 days) · Other
G••••• S••••••••• I••• to G••••••• F•••••••• C••••••••• I•••
left Apr 7, 2014, registered Dec 7, 2011 (-852 days) · Other
S•••••••• F••••••••• I••• to G••••• S••••••••• I•••
left Nov 26, 2010, registered Nov 24, 2010 (-2 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to S•••••••• F••••••••• I•••
left Dec 16, 2008, registered Dec 17, 2008 (1 days) · Other
C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move

Signals

J••• P••••• E•••• left A••••••••• F•••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-02-25)
Jan 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address