RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•• L•••••
- L••••• W••••• M••••••••• L•• state registered currentsince Aug 17, 2026 · Gainesville, Ga
- E••••• • G•••• independent RIA currentsince Jun 3, 2026 · Athens, Ga
- L••••• W••••• M••••••••• L•• state registeredNov 12, 2013 to Aug 3, 2026 · Gainesville, Ga
- L•• F•••••••• L•• BD affiliatedMar 8, 2006 to Nov 27, 2013 · Cummings, Ga
- A• G• E•••••• • S•••• I••• unclassifiedDec 14, 2005 to Feb 17, 2006 · Alpharetta, Ga
- L••••• W••••• M••••••••• L•• to E••••• • G••••left Aug 3, 2026, registered Jun 3, 2026 (-61 days) · Other
- L•• F•••••••• L•• to L••••• W••••• M••••••••• L••left Nov 27, 2013, registered Nov 12, 2013 (-15 days) · Other
- A• G• E•••••• • S•••• I••• to L•• F•••••••• L••left Feb 17, 2006, registered Mar 8, 2006 (19 days) · Other
- R•• L••••• left L••••• W••••• M••••••••• L•• for E••••• • G•••• (registered 2026-06-03)Aug 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address