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Registered advisor
H•••• H• Y•••
Feed of 09/14/2026
Also filed as Helen Haiyiene Yang
At current firm
3 y
since Dec 21, 2022
In the industry
20 y
since Nov 22, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Dec 21, 2022 · Minneapolis, Mn
- C••••• A•••••• N••••••• L•• formerMay 19, 2022 to Jun 16, 2022 · Fort Worth, Tx
- A•••••• A••••••• S••••••• formerMay 28, 2020 to May 6, 2021 · Dallas, Tx
- C•••••• S••••• • C••• I••• national BDFeb 14, 2019 to May 27, 2020 · Fort Worth, Tx
- A•••••• A••••••• S••••••• formerFeb 9, 2017 to Feb 6, 2019 · Irving, Tx
- C•••••• S••••• • C••• I••• national BDAug 19, 2016 to Nov 8, 2016 · Westlake, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to May 2, 2016 · Dallas, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 5, 2007 to Oct 23, 2009 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Jun 16, 2022, registered Dec 21, 2022 (188 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to C••••• A•••••• N••••••• L••left May 6, 2021, registered May 19, 2022 (378 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to A•••••• A••••••• S•••••••left May 27, 2020, registered May 28, 2020 (1 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to C•••••• S••••• • C••• I•••left Feb 6, 2019, registered Feb 14, 2019 (8 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to A•••••• A••••••• S•••••••left Nov 8, 2016, registered Feb 9, 2017 (93 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left May 2, 2016, registered Aug 19, 2016 (109 days) · Wirehouse to affiliated broker-dealer or bank
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
- H•••• H• Y••• left C••••• A•••••• N••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2022-12-21)Jun 16, 2022 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address