C••••••••• G• L•••••

• L•• F•••••••• L•• BD affiliated current
  since Nov 10, 2022 · Beardstown, Il
• S••••••••• A•••••• A•••••••• I••• former
  Dec 7, 2012 to Nov 11, 2022 · Pittsfield, Il
• E•••• O•• I••••••••• L•• unclassified
  Jul 27, 2011 to Dec 10, 2012 · Pittsfield, Il
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Mar 2, 2010 · Pittsfield, Il
• A• G• E•••••• • S•••• I••• unclassified
  Jan 1, 2006 to Jan 1, 2008 · Pittsfield, Il

• S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
  left Nov 11, 2022, registered Nov 10, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• E•••• O•• I••••••••• L•• to S••••••••• A•••••• A•••••••• I•••
  left Dec 10, 2012, registered Dec 7, 2012 (-3 days) · Other
• W•••• F•••• A••••••• to E•••• O•• I••••••••• L••
  left Mar 2, 2010, registered Jul 27, 2011 (512 days) · Other
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

• C••••••••• G• L••••• left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2022-11-10)
  Nov 11, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address