RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• H••••• S••••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince May 28, 2015 · Fort Lauderdale, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedOct 28, 2006 to May 2, 2008 · Cary, Il
- B•• H••••• F•••••••• A•••••••• I•• formerMay 16, 2006 to Oct 19, 2006 · Crystal Lake, Il
- B•• H••••• F•••••••• A•••••••• I•• formerDec 14, 2005 to Mar 10, 2006 · Woodstock, Il
- E•••••• C•••••• M••••••••• L•• formerJan 10, 2005 to Dec 31, 2005 · Woodstock, Il
- F•••• T•••• S••••••••• I••• to S•••• I••••• S••••••••• L••left May 2, 2008, registered May 28, 2015 (2582 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to F•••• T•••• S••••••••• I•••left Oct 19, 2006, registered Oct 28, 2006 (9 days) · Other
- E•••••• C•••••• M••••••••• L•• to B•• H••••• F•••••••• A•••••••• I••left Dec 31, 2005, registered Dec 14, 2005 (-17 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address