RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• F••••••• B•••••••••
- I•••••••• A•••••••• L•• BD affiliated currentsince Sep 11, 2025 · Urbandale, Ia
- L••• S••••• A•••••••• L•• formerSep 20, 2013 to Nov 3, 2025 · Austin, Tx
- N•• A•••••• S•••••••• L•• formerFeb 9, 2005 to Apr 23, 2013 · Austin, Tx
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Sep 11, 2025 (-53 days) · corporate re-registration, not a move
- N•• A•••••• S•••••••• L•• to L••• S••••• A•••••••• L••left Apr 23, 2013, registered Sep 20, 2013 (150 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address