RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••• S•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 2, 2026 · Marlton, Nj
- C••••••••• F•••••••• N•••••• national BDNov 19, 2018 to Feb 2, 2026 · Marlton, Nj
- E•••••••• A•••••••• L•• national BDJul 2, 2002 to Nov 27, 2018 · Wall, Nj
- C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 2, 2026, registered Feb 2, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- E•••••••• A•••••••• L•• to C••••••••• F•••••••• N••••••left Nov 27, 2018, registered Nov 19, 2018 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• W•••• S••••• left C••••••••• F•••••••• N•••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-02-02)Feb 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address