RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• L••• B•••••
- U•• F•••••••• S••••••••• L•• independent RIA currentsince Aug 22, 2016 · Sand Springs, Ok
- H••••• I••••••••• M••••••••• L•• independent RIAJun 4, 2014 to Aug 18, 2016 · Sand Springs, Ok
- B••••••••• C•••••• M••••••••• L•• independent RIAJan 19, 2007 to May 27, 2014 · Sand Springs, Ok
- K•••• M••••••••• formerApr 18, 2006 to Oct 2, 2006 · Sand Springs, Ok
- H••••• I••••••••• M••••••••• L•• to U•• F•••••••• S••••••••• L••left Aug 18, 2016, registered Aug 22, 2016 (4 days) · Other
- B••••••••• C•••••• M••••••••• L•• to H••••• I••••••••• M••••••••• L••left May 27, 2014, registered Jun 4, 2014 (8 days) · Other
- K•••• M••••••••• to B••••••••• C•••••• M••••••••• L••left Oct 2, 2006, registered Jan 19, 2007 (109 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address