DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Todd Lee Adams

Cambridge Investment Research Advisors, Inc.BD affiliatedGreensboro, Ncdual registrantIAPD 4250936

Certified Financial Planner

Feed of 09/14/2026

Also filed as Todd Adams

At current firm

1 y

since Sep 19, 2024

In the industry

21 y

since Apr 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Sep 19, 2024 · Greensboro, Nc
Grove Point Advisors, LLC former
Apr 1, 2021 to Sep 12, 2024 · Rockville, Md
H. Beck, Inc. former
Jun 17, 2016 to Apr 1, 2021 · Greensboro, Nc
Bass Financial Strategies, Inc. unclassified
Jul 15, 2009 to Sep 19, 2024 · Greensboro, Nc

Moves

a registration end followed by a registration begin elsewhere

Bass Financial Strategies, Inc. to H. Beck, Inc.
left Sep 19, 2024, registered Jun 17, 2016 (-3016 days) · Other · moved with a team
Grove Point Advisors, LLC to Cambridge Investment Research Advisors, Inc.
left Sep 12, 2024, registered Sep 19, 2024 (7 days) · Affiliated broker-dealer or bank to another · moved with a team
H. Beck, Inc. to Grove Point Advisors, LLC
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move

Signals

Todd Lee Adams left Bass Financial Strategies, Inc. for H. Beck, Inc. (registered 2016-06-17)
Sep 19, 2024 · Advisor changed firm · fact
Todd Lee Adams left Grove Point Advisors, Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-09-19)
Sep 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address