RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• D•••• F•••••••
- S••• I••••••••• A••••••• S••••••• L•• no RAUM currentsince Sep 9, 2011 · Mechanicsburg, Pa
- S••• I••••••••• C•••••• independent RIAAug 25, 2010 to Sep 14, 2011 · San Antonio, Tx
- S••••••• I••••••••• A•••••••• I••• otherJan 1, 2007 to Aug 2, 2010 · Mechanicsburg, Pa
- I•••••••• A••••••• I•• unclassifiedAug 15, 2002 to Jan 1, 2007 · Mechanicsburg, Pa
- S••• I••••••••• C•••••• to S••• I••••••••• A••••••• S••••••• L••left Sep 14, 2011, registered Sep 9, 2011 (-5 days) · channel change inside one enterprise, not a move
- S••••••• I••••••••• A•••••••• I••• to S••• I••••••••• C••••••left Aug 2, 2010, registered Aug 25, 2010 (23 days) · Other
- I•••••••• A••••••• I•• to S••••••• I••••••••• A•••••••• I•••left Jan 1, 2007, registered Jan 1, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address