RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• G•••••• H•••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 28, 2025 · Mckinney, Tx
- F•••••••• A•••••••• I••••••••• M••••••••• formerMay 19, 2020 to Sep 17, 2025 · Mckinney, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 5, 2009 to Jun 3, 2020 · Federal Way, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 12, 2001 to Mar 3, 2009 · Federal Way, Wa
- F•••••••• A•••••••• I••••••••• M••••••••• to L•• F•••••••• L••left Sep 17, 2025, registered Jul 28, 2025 (-51 days) · RIA to affiliated broker-dealer or bank · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F•••••••• A•••••••• I••••••••• M•••••••••left Jun 3, 2020, registered May 19, 2020 (-15 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 3, 2009, registered Mar 5, 2009 (2 days) · Other
- T••••• G•••••• H••••• left F•••••••• A•••••••• I••••••••• M••••••••• for L•• F•••••••• L•• (registered 2025-07-28)Sep 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address