RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• P• Y•••••
- C••••• P••••••• L•• independent RIA currentsince Jun 14, 2022 · Reston, Va
- F•• F•••••••• formerFeb 9, 2006 to Jul 1, 2022 · Reston, Va
- R•••••• P•••••••• J•••••• formerJan 13, 2003 to Jan 18, 2006 · Falls Church, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 3, 2002 to Jul 3, 2002 · Phoenix, Az
- F•• F•••••••• to C••••• P••••••• L••left Jul 1, 2022, registered Jun 14, 2022 (-17 days) · RIA to RIA · moved with a team
- R•••••• P•••••••• J•••••• to F•• F••••••••left Jan 18, 2006, registered Feb 9, 2006 (22 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• P•••••••• J••••••left Jul 3, 2002, registered Jan 13, 2003 (194 days) · Other
- J•• P• Y••••• left F•• F•••••••• for C••••• P••••••• L•• (registered 2022-06-14)Jul 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address