RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••••• S•••••
- I••••••••• N••••••• I••• state registered currentsince Apr 17, 2015 · Canton, Oh
- C••••• A••••••• L•• formerAug 1, 2006 to May 2, 2007 · Greenwood Village, Co
- I••••••••• N••••••• I••• state registeredOct 7, 2003 to Sep 17, 2003 · Uniontown, Oh
- C••••• A••••••• L•• to I••••••••• N••••••• I•••left May 2, 2007, registered Apr 17, 2015 (2907 days) · Other
- I••••••••• N••••••• I••• to C••••• A••••••• L••left Sep 17, 2003, registered Aug 1, 2006 (1049 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address