DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cynthia Pellegrino
Feed of 09/14/2026
Also filed as Cindi Putt
At current firm
6 y
since Feb 21, 2020
In the industry
25 y
since Dec 14, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Exodus Wealth, LLC independent RIA currentsince Feb 21, 2020 · Londonderry, Nh
- Exodus Wealth, LLC independent RIAMar 31, 2017 to Dec 31, 2019 · Londonderry, Nh
- Innovation Partners LLC independent RIAFeb 21, 2017 to Mar 24, 2017 · Londonderry, Nh
- United Planners' Financial Services Of America A Limited Partner independent RIAJun 1, 2015 to Feb 21, 2017 · Scottsdale, Az
- Applied Capital Management, LLC state registeredNov 8, 2013 to Jul 10, 2015 · Londonderry, Nh
Moves
a registration end followed by a registration begin elsewhere
- Innovation Partners LLC to Exodus Wealth, LLCleft Mar 24, 2017, registered Mar 31, 2017 (7 days) · Other
- United Planners' Financial Services Of America A Limited Partner to Innovation Partners LLCleft Feb 21, 2017, registered Feb 21, 2017 (0 days) · Other
- Applied Capital Management, LLC to United Planners' Financial Services Of America A Limited Partnerleft Jul 10, 2015, registered Jun 1, 2015 (-39 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address