RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J•••• S•••••••••
- D••• D••••••• • C•• independent RIA currentsince Apr 10, 2018 · Boise, Id
- B•••••••• F••••••••• I••• independent RIAFeb 18, 2009 to Sep 18, 2009 · The Woodlands, Tx
- A••••••••• I••• BD affiliatedJul 31, 2008 to Jan 21, 2009 · Issaquah, Wa
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 17, 2005 to Sep 11, 2007 · Encino, Ca
- G••••••• F•••••••• A•••• M••••••••• I•• unclassifiedJun 22, 2005 to Jul 31, 2008 · Encino, Ca
- D••• D••••••• • C•• independent RIAAug 29, 2002 to Apr 7, 2005 · Kalispell, Mt
- B•••••••• F••••••••• I••• to D••• D••••••• • C••left Sep 18, 2009, registered Apr 10, 2018 (3126 days) · Other
- A••••••••• I••• to B•••••••• F••••••••• I•••left Jan 21, 2009, registered Feb 18, 2009 (28 days) · Other
- G••••••• F•••••••• A•••• M••••••••• I•• to C••••• I••••••••• A••••••• L••left Jul 31, 2008, registered Oct 17, 2005 (-1018 days) · Other
- C••••• I••••••••• A••••••• L•• to A••••••••• I•••left Sep 11, 2007, registered Jul 31, 2008 (324 days) · Other
- D••• D••••••• • C•• to G••••••• F•••••••• A•••• M••••••••• I••left Apr 7, 2005, registered Jun 22, 2005 (76 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address