RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• J•••• D••••
- I•••••••• F•••••••• P•••••••• L•• independent RIA currentsince Sep 16, 2026 · Alpharetta, Ga
- U•• F•••••••• S••••••• I••• wirehouseMar 10, 2005 to Aug 25, 2011 · Atlanta, Ga
- G•••• L•••• A•••••••• L•• otherMar 14, 2002 to Feb 23, 2005 · Chicago, Il
- U•• F•••••••• S••••••• I••• to I•••••••• F•••••••• P•••••••• L••left Aug 25, 2011, registered Sep 16, 2026 (5501 days) · Wirehouse to independent RIA
- G•••• L•••• A•••••••• L•• to U•• F•••••••• S••••••• I•••left Feb 23, 2005, registered Mar 10, 2005 (15 days) · Other
- S•••••• J•••• D•••• registered as an investment adviser representative at I•••••••• F•••••••• P•••••••• L••Sep 16, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address