RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- D•••• W••••• A••••••• independent RIA currentsince Oct 11, 2022 · Lehi, Ut
- P•••••• C•••••• M••••••••• I•• formerJan 24, 2025 to May 1, 2025 · Provo, Ut
- F•••••••• W••••• M••••••••• L•• formerMay 3, 2018 to Dec 20, 2022 · Provo, Ut
- J•••••••• W••••• M••••••••• L•• unclassifiedJan 4, 2018 to Dec 31, 2018 · Provo, Ut
- S••• C•••••• M••••••••• L•• unclassifiedJun 22, 2016 to May 10, 2018 · Provo, Ut
- J•••••••• W••••• M••••••••• L•• unclassifiedMay 2, 2011 to Dec 31, 2017 · Provo, Ut
- J•••••••• W••••• M••••••••• L•• unclassifiedJul 6, 2009 to Dec 31, 2010 · Provo, Ut
- P•••••• C•••••• M••••••••• I•• formerSep 25, 2000 to Dec 16, 2009 · Provo , Ut
- P•••••• C•••••• M••••••••• I•• to no registered destinationleft May 1, 2025 · Departure, no registered destination
- F•••••••• W••••• M••••••••• L•• to D•••• W••••• A•••••••left Dec 20, 2022, registered Oct 11, 2022 (-70 days) · RIA to RIA · moved with a team
- J•••••••• W••••• M••••••••• L•• to F•••••••• W••••• M••••••••• L••left Dec 31, 2018, registered May 3, 2018 (-242 days) · Other
- S••• C•••••• M••••••••• L•• to J•••••••• W••••• M••••••••• L••left May 10, 2018, registered Jan 4, 2018 (-126 days) · Other
- J•••••••• W••••• M••••••••• L•• to S••• C•••••• M••••••••• L••left Dec 31, 2017, registered Jun 22, 2016 (-557 days) · Other
- P•••••• C•••••• M••••••••• I•• to J•••••••• W••••• M••••••••• L••left Dec 16, 2009, registered Jul 6, 2009 (-163 days) · Other
- B•••••• M• R••••• no longer registered at P•••••• C•••••• M••••••••• I••; no later IA registration on IAPDMay 1, 2025 · Advisor departure · fact
- B•••••• M• R••••• left F•••••••• W••••• M••••••••• L•• for D•••• W••••• A••••••• (registered 2022-10-11)Dec 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address