DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Foresight Wealth Management, LLC

Former SEC-registered adviserDraper, UtahCRD 153881SEC 801-90167IAPD
Latest filing Sep 9, 2022
First filing on the tape Mar 21, 2012 · 51 filings
RAUM
$1.3B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
58%
$787M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
21 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
10
$266M gross assets
History
51 filings and snapshots on the tape
RAUM$1.3B as of Mar 25, 2022
Mar 28, 2012$35.2M then
HNW client RAUM$537M as of Mar 25, 2022
Mar 28, 2018$156M then
State-registered IARs (5.B.3)21 as of Mar 25, 2022
Mar 28, 20120 then
Employees (5.A)21 as of Mar 25, 2022
Mar 24, 201614 then
Private funds10 as of Mar 25, 2022
Mar 18, 20201 then
RAUM +49% over the last fiscal year+48% a year over threeIARs 19 to 21offices 5 to 4
Practice profile
derived from the filing of Sep 9, 2022; every figure names its basis
RAUM per advisor
$64.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
62derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$415,642derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
4.2derived5 offices incl. principal (1.F.5)
RAUM growth, one year
+49%derivedbetween the last two annual amendments
Advisor growth, one year
+11%derivedItem 5.B.3 between annual amendments
Client growth, one year
+9.8%derived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$256M, 415 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$537M40%
  • Pension and profit-sharing plans$273M20%
  • Pooled investment vehicles$266M20%
  • Individuals$250M19%
  • Corporations and businesses$14.5M1.1%
  • Charitable organizations$7.6M0.6%
Individual clients
996reported
HNW clients
316reported
Pension plan clients
105reported
Charitable clients
3reported
Accounts
3,243reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
$256M for 415 clientsreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    14 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Regents Partners Equity Fund, LPHedge Fund$86.2M87Jul 30, 2020
    Regents Partners Equity Fund II, LPHedge Fund$34.9M40Feb 23, 2021
    Regents Partners Income Fund II, LPHedge Fund$34.4M25Feb 23, 2021
    Regents Park Equity Fund, LPHedge Fund$33.3M37Mar 18, 2020
    Agronomic Capital, LPPrivate Equity Fund$27.2M99Nov 30, 2020
    Regents Partners Income Fund, LPHedge Fund$17.2M10Dec 11, 2020
    Auto Loan Fund, LLCPrivate Equity Fund$13.2M65Nov 30, 2020
    Utah Lake Development Fund, L.P.Private Equity Fund$8.3M11Dec 13, 2021
    Regents Partners Equity Alpha Fund, LPHedge Fund$6.0M18Jun 7, 2021
    Regents Partners Income Fund III, LPHedge Fund$5.0M10Dec 13, 2021
    Regents Partners Index Plus Fund, LPHedge Fund$00Jun 7, 2021
    Regents Partners Low Volatility Fund, LPHedge Fund$00Jun 7, 2021
    Regents Partners Tactical Equity Fund, LPHedge Fund$00Jun 7, 2021
    Regents Partners Conservative Equity Fund, LPHedge Fund$00Jun 7, 2021
    Owners and control persons
    Schedule A and B, latest filing
    • Edward Adam Nugent · Managing Member/Ccocontrol
      since 06/2010 · owns 75% or more
    Related persons
    Schedule D 7.A
    • Agronomic Capital Gp, LLC
      pooled vehicle sponsorn
    • Foresight Cpa Group, Pc
      insurancen
    • Foresight Group Insurance
      real estaten
    • Jamestown Law Group
      n
    • Prospera Foresight Capital Partners LLC
      pooled vehicle sponsory
    Offices
    Schedule D 1.F, the 25 largest
    • Salt Lake City, UT6 employees
    • South Jordan, UT2 employees
    • Bardonia, NY1 employees
    • Provo, UT1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 3,006 to 3,243
      Dec 13, 2021 to Mar 25, 2022
    • Advisory employees · 22 to 21
      Dec 13, 2021 to Mar 25, 2022
    • Advisory activities · 6 to 7
      Dec 13, 2021 to Mar 25, 2022
    • BD registered reps · 2 to 3
      Dec 13, 2021 to Mar 25, 2022
    • Charity clients · 1 to 3
      Dec 13, 2021 to Mar 25, 2022
    • Corporate clients · 12 to 9
      Dec 13, 2021 to Mar 25, 2022
    • HNW clients · 273 to 316
      Dec 13, 2021 to Mar 25, 2022
    • Individual clients · 922 to 996
      Dec 13, 2021 to Mar 25, 2022
    • Pooled vehicle clients · 5 to 10
      Dec 13, 2021 to Mar 25, 2022
    • Assets in custody · $123M to $256M
      Dec 13, 2021 to Mar 25, 2022
    • Employees · 22 to 21
      Dec 13, 2021 to Mar 25, 2022
    • Insurance-licensed employees · 1 to 0
      Dec 13, 2021 to Mar 25, 2022
    • Financial planning clients · 1-10 to 11-25
      Dec 13, 2021 to Mar 25, 2022
    • State-registered IARs · 19 to 21
      Dec 13, 2021 to Mar 25, 2022
    • Other offices · 5 to 4
      Dec 13, 2021 to Mar 25, 2022
    • Private funds · 14 to 10
      Dec 13, 2021 to Mar 25, 2022
    • Discretionary RAUM · $863M to $1.3B
      Dec 13, 2021 to Mar 25, 2022
    • HNW RAUM · $418M to $537M
      Dec 13, 2021 to Mar 25, 2022
    • Individual RAUM · $223M to $250M
      Dec 13, 2021 to Mar 25, 2022
    • Non-discretionary RAUM · $43.3M to $36.7M
      Dec 13, 2021 to Mar 25, 2022
    • Pension RAUM · $164M to $273M
      Dec 13, 2021 to Mar 25, 2022
    • Pooled vehicle RAUM · $88.0M to $266M
      Dec 13, 2021 to Mar 25, 2022
    • RAUM · $906M to $1.3B
      Dec 13, 2021 to Mar 25, 2022
    • Private funds · 12 to 14
      Jun 7, 2021 to Dec 13, 2021
    • Private funds · 7 to 12
      Feb 23, 2021 to Jun 7, 2021
    • Individual clients · 779 to 922
      Dec 11, 2020 to Feb 23, 2021
    • Pension plan clients · 86 to 105
      Dec 11, 2020 to Feb 23, 2021
    • Pooled vehicle clients · 2 to 5
      Dec 11, 2020 to Feb 23, 2021
    • Assets in custody · $116M to $123M
      Dec 11, 2020 to Feb 23, 2021
    • Employees · 18 to 22
      Dec 11, 2020 to Feb 23, 2021
    • Insurance-licensed employees · 0 to 1
      Dec 11, 2020 to Feb 23, 2021
    • State-registered IARs · 16 to 19
      Dec 11, 2020 to Feb 23, 2021
    • Private funds · 5 to 7
      Dec 11, 2020 to Feb 23, 2021
    • Discretionary RAUM · $539M to $863M
      Dec 11, 2020 to Feb 23, 2021
    • HNW RAUM · $227M to $418M
      Dec 11, 2020 to Feb 23, 2021
    • Individual RAUM · $188M to $223M
      Dec 11, 2020 to Feb 23, 2021
    • Non-discretionary RAUM · $46.6M to $43.3M
      Dec 11, 2020 to Feb 23, 2021
    • Pension RAUM · $117M to $164M
      Dec 11, 2020 to Feb 23, 2021
    • Pooled vehicle RAUM · $37.7M to $88.0M
      Dec 11, 2020 to Feb 23, 2021
    • RAUM · $586M to $906M
      Dec 11, 2020 to Feb 23, 2021
    Signals
    21 dated events
    • Jay Lamarr Wells left Foresight Wealth Management, Llc for Drive Wealth Advisers (registered 2022-10-11)
      Apr 17, 2023 · Advisor changed firm · fact
    • Joel David Slatter left Foresight Wealth Management, Llc for Ignite Planners Llc (registered 2022-09-26)
      Jan 2, 2023 · Advisor changed firm · fact
    • Brenton M Ripley left Foresight Wealth Management, Llc for Drive Wealth Advisers (registered 2022-10-11)
      Dec 20, 2022 · Advisor changed firm · fact
    • Daniel Mark Wilson left Foresight Wealth Management, Llc for Drive Wealth Advisers (registered 2024-10-16)
      Dec 16, 2022 · Advisor changed firm · fact
    • 2 advisors left Foresight Wealth Management, LLC (Draper, UT) for Drive Wealth Advisers within 4 days
      Dec 16, 2022 · Team lift-out · derived
    • Ronald William Hada left Foresight Wealth Management, Llc for Ignite Planners Llc (registered 2022-09-26)
      Dec 15, 2022 · Advisor changed firm · fact
    • Benjamin Kevin Chappell left Foresight Wealth Management, Llc for Drive Wealth Advisers (registered 2022-10-11)
      Nov 28, 2022 · Advisor changed firm · fact
    • 2 advisors left Foresight Wealth Management, LLC (Draper, UT) for Ignite Planners LLC on the same day
      Nov 11, 2022 · Team lift-out · derived
    • David John Allred left Foresight Wealth Management, Llc for Ignite Planners Llc (registered 2022-09-26)
      Nov 11, 2022 · Advisor changed firm · fact
    • Chace Tejler Adams left Foresight Wealth Management, Llc for Ignite Planners Llc (registered 2022-09-26)
      Nov 11, 2022 · Advisor changed firm · fact
    • Marshall Holt Gilman left Foresight Wealth Management, Llc for Onyx Bridge Wealth Group Llc (registered 2022-10-13)
      Nov 7, 2022 · Advisor changed firm · fact
    • R Matthew Tullis left Foresight Wealth Management, Llc for Regents Partners, Llc (registered 2021-02-18)
      Nov 7, 2022 · Advisor changed firm · fact
    • Nathan Scott Vought left Foresight Wealth Management, Llc for Regents Partners, Llc (registered 2022-11-14)
      Nov 7, 2022 · Advisor changed firm · fact
    • James Coon left Foresight Wealth Management, Llc for Regents Partners, Llc (registered 2022-11-10)
      Nov 7, 2022 · Advisor changed firm · fact
    • 2 advisors left Foresight Wealth Management, LLC (Draper, UT) for Regents Partners, LLC on the same day
      Nov 7, 2022 · Team lift-out · derived
    • James Matthew Pendleton (Chief Compliance Officer) no longer on Schedule A of Foresight Wealth Management, Llc (listed 2022-05-02, absent 2022-07-29)
      Jul 29, 2022 · Control person left · inference
    • Foresight Wealth Management, Llc reported RAUM $1.3B, up 49% from $906.5M (2021-12-13 to 2022-03-25)
      Mar 25, 2022 · RAUM change · derived
    • Foresight Wealth Management, Llc reported RAUM $906.5M, up 55% from $585.6M (2020-12-11 to 2021-02-23)
      Feb 23, 2021 · RAUM change · derived
    • Foresight Wealth Management, Llc reported RAUM $585.6M, up 41% from $413.8M (2019-11-06 to 2020-03-18)
      Mar 18, 2020 · RAUM change · derived
    • Foresight Wealth Management, Llc reported RAUM $413.8M, up 35% from $306.7M (2018-10-11 to 2019-03-19)
      Mar 19, 2019 · RAUM change · derived
    • Foresight Wealth Management, Llc filed its initial SEC registration (Form ADV)
      Apr 3, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026