DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••• S• Y•••

Q• A••••••• L••independent RIAPeachtree City, Ga IA-onlyIAPD 4259204

Certified Financial Planner

Feed of 09/15/2026

Also filed as Joe Yoon

At current firm

2 y

since May 14, 2024

In the industry

26 y

since Sep 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Q• A••••••• L•• independent RIA current
since May 14, 2024 · Peachtree City, Ga
O••••••••• institutional
Aug 7, 2023 to Mar 27, 2024 · Reston, Va
T•••••••• F••••••••• I••• former
Jan 20, 2021 to Jul 25, 2023 · Reston, Va
A•• W••••• M••••••••• former
Mar 8, 2019 to Jan 11, 2021 · Reston, Va
C•••••• S••••• • C••• I••• national BD
Jun 3, 2016 to Jan 18, 2019 · Tysons Corner, Va
C•• C•••••• M••••••••• G••••• I••• independent RIA
Nov 19, 2012 to Oct 22, 2013 · Malvern, Pa

Moves

a registration end followed by a registration begin elsewhere

O••••••••• to Q• A••••••• L••
left Mar 27, 2024, registered May 14, 2024 (48 days) · Other
T•••••••• F••••••••• I••• to O•••••••••
left Jul 25, 2023, registered Aug 7, 2023 (13 days) · Other
A•• W••••• M••••••••• to T•••••••• F••••••••• I•••
left Jan 11, 2021, registered Jan 20, 2021 (9 days) · RIA to RIA
C•••••• S••••• • C••• I••• to A•• W••••• M•••••••••
left Jan 18, 2019, registered Mar 8, 2019 (49 days) · Affiliated broker-dealer or bank to independent RIA
C•• C•••••• M••••••••• G••••• I••• to C•••••• S••••• • C••• I•••
left Oct 22, 2013, registered Jun 3, 2016 (955 days) · Other

Signals

J••••• S• Y••• left Onedigital for Q• A••••••• L•• (registered 2024-05-14)
Mar 27, 2024 · Advisor changed firm · fact
J••••• S• Y••• left T•••••••• F••••••••• I••• for Onedigital (registered 2023-08-07)
Jul 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address