DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•• C•••••• M••••••••• G••••• I•••
Latest filing Apr 24, 2026
First filing on the tape Nov 29, 2011 · 51 filings
SEC status approved since Mar 4, 1993
RAUM
$257M
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
92%
$236M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$257M as of Apr 24, 2026
Mar 29, 2012$407M then
HNW client RAUM$157M as of Apr 24, 2026
Mar 28, 2023$53.7M then
State-registered IARs (5.B.3)2 as of Apr 24, 2026
Mar 28, 20130 then
Employees (5.A)10 as of Apr 24, 2026
Mar 28, 201319 then
Private funds2 as of Apr 24, 2026
Apr 15, 20252 then
RAUM +2.2% over the last fiscal year-0.8% a year over threeIARs 4 to 2offices 1 to 0
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $128MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 268derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $269,765derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.0%derived
- Compensation
- percentage of assets, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$157M61%
- Individuals$78.6M31%
- Pooled investment vehicles$20.6M8.0%
- Individual clients
- 470reported
- HNW clients
- 66reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 951reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.92 fund_share=0.08 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• B•••• B••••••••• | Malvern, Pa | Jul 27, 1994 | 33 y | 2 |
| A•• J••••••• R••••••• | Malvern, Pa | Mar 5, 2007 | 20 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount5 left over 36 months
Left, latest
- T••••••• P•••••• C••••••••• to S•••• C•••••• L••Jul 24, 2025 · RIA to RIA
- B•••• A••••• S•••••••• to A•••• R••• I••••••••• L••Apr 11, 2025 · RIA to a newly registered adviser
- R••••• C•••••• S••••••• to N•• D•••• R•••••••• I•••May 30, 2024 · Other
- J••• F•••••• M•••••• to H•••••••• A•••••••• L••Dec 15, 2023 · RIA to affiliated broker-dealer or bank
- L••• D••••• M••••• to L••• W••••• A•••••••• L••Nov 16, 2023 · RIA to RIA
- M•••••••• D••••••••• to W••••• E••••••••• A••••••• S•••••••• L••Apr 7, 2022 · RIA to affiliated broker-dealer or bank
- C•••••• E••••• G••••• to A•••••• W••••• L•Oct 22, 2020 · RIA to RIA
- M•••••• N•• T••••• to R•••••• I••••••••• I•••Jun 25, 2018 · RIA to a state-registered adviser
- K•••• A••••••• to E•••• I••••••••• P•••••••• L••Dec 21, 2015 · Other
- J•••• P•••••• M••••••• to E•••• A•••• M••••••••• I••Nov 9, 2015 · Other
- J••••• S• Y••• to C•••••• S••••• • C••• I•••Oct 22, 2013 · Other
- C••••••••• D• B••••• to F•••• T•••• S••••••••• I•••May 22, 2012 · Other
Joined, latest
- R••••• C•••••• S••••••• from N•• D•••• R•••••••• I•••May 23, 2023 · Other
- T••••••• P•••••• C••••••••• from I• F•••••••• A••••••• S••••••• L••Oct 9, 2020 · RIA to RIA
- C•••••• E••••• G••••• from H•••••••• A•••••••• L••May 14, 2020 · Affiliated broker-dealer or bank to independent RIA
- J••• F•••••• M•••••• from M•••••• S••••••••• L••Jul 11, 2018 · Other
- B•••• A••••• S•••••••• from S•••••••• C•••••• M••••••••• I•••Mar 15, 2016 · Other
- M•••••• N•• T••••• from S•••••••• C•••••• M••••••••• I•••Nov 10, 2015 · Other
- K•••• A••••••• from K•• F•••••••• G••••Jan 2, 2014 · Other
- C••••••••• D• B••••• from W•••••• P•••••• W•••••Nov 9, 2010 · Other
- A•• J••••••• R••••••• from C•• I••••••••• A•••••••••Mar 5, 2007 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S•••••••• C•••••• M••••••••• I•••Aug 10, 2015 · Exton, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• S••••••• B•••• · Ceo / Chief Compliance Officercontrolsince 06/1994 · owns 75% or more
- B••••••••• S••••• B••• · Ownersince 12/2014 · owns 5% to 10%
- R••••• R•••• B•••••• · Ownersince 10/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Malvern, Pa · principal | 2 | 0 | 0 | ||
| Coral Gables, Fl | 0 | 0 | 0 | ||
| Dallas, Tx | 0 | 0 | 0 | ||
| Frisco, Co | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,002 to 951Oct 21, 2025 to Mar 24, 2026
- Advisory employees · 5 to 8Oct 21, 2025 to Mar 24, 2026
- BD registered reps · 5 to 3Oct 21, 2025 to Mar 24, 2026
- HNW clients · 68 to 66Oct 21, 2025 to Mar 24, 2026
- Individual clients · 479 to 470Oct 21, 2025 to Mar 24, 2026
- Employees · 11 to 10Oct 21, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 1-10Oct 21, 2025 to Mar 24, 2026
- State-registered IARs · 4 to 2Oct 21, 2025 to Mar 24, 2026
- Discretionary RAUM · $219M to $211MOct 21, 2025 to Mar 24, 2026
- HNW RAUM · $156M to $157MOct 21, 2025 to Mar 24, 2026
- Individual RAUM · $86.7M to $78.6MOct 21, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $32.0M to $46.0MOct 21, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $8.6M to $20.6MOct 21, 2025 to Mar 24, 2026
- RAUM · $251M to $257MOct 21, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Apr 15, 2025 to Oct 21, 2025
- Other offices · 1 to 0Apr 15, 2025 to Oct 21, 2025
- Accounts · 1,410 to 1,002Apr 16, 2024 to Apr 15, 2025
- Advisory activities · 5 to 6Apr 16, 2024 to Apr 15, 2025
- HNW clients · 259 to 68Apr 16, 2024 to Apr 15, 2025
- Individual clients · 221 to 479Apr 16, 2024 to Apr 15, 2025
- Pooled vehicle clients · unset to 2.0Apr 16, 2024 to Apr 15, 2025
- Financial planning clients · 11-25 to 0Apr 16, 2024 to Apr 15, 2025
- State-registered IARs · 6 to 4Apr 16, 2024 to Apr 15, 2025
- Other offices · 3 to 1Apr 16, 2024 to Apr 15, 2025
- Private funds · unset to 2Apr 16, 2024 to Apr 15, 2025
- Discretionary RAUM · $177M to $219MApr 16, 2024 to Apr 15, 2025
- HNW RAUM · $148M to $156MApr 16, 2024 to Apr 15, 2025
- Individual RAUM · $54.9M to $86.7MApr 16, 2024 to Apr 15, 2025
- Non-discretionary RAUM · $28.4M to $32.0MApr 16, 2024 to Apr 15, 2025
- Pooled vehicle RAUM · unset to 8586699.0Apr 16, 2024 to Apr 15, 2025
- RAUM · $205M to $251MApr 16, 2024 to Apr 15, 2025
- Accounts · 1,813 to 1,410Dec 26, 2023 to Mar 26, 2024
- Advisory employees · 4 to 5Dec 26, 2023 to Mar 26, 2024
- BD registered reps · 3 to 5Dec 26, 2023 to Mar 26, 2024
- HNW clients · 273 to 259Dec 26, 2023 to Mar 26, 2024
- Individual clients · 1,534 to 221Dec 26, 2023 to Mar 26, 2024
- State-registered IARs · 0 to 6Dec 26, 2023 to Mar 26, 2024
- Other offices · 0 to 3Dec 26, 2023 to Mar 26, 2024
- Discretionary RAUM · $247M to $177MDec 26, 2023 to Mar 26, 2024
- HNW RAUM · $53.7M to $148MDec 26, 2023 to Mar 26, 2024
Signals
9 dated events
- T••••••• P•••••• C••••••••• left C•• C•••••• M••••••••• G••••• I••• for S•••• C•••••• L•• (registered 2025-10-31)Jul 24, 2025 · Advisor changed firm · fact
- B•••• A••••• S•••••••• left C•• C•••••• M••••••••• G••••• I••• for A•••• R••• I••••••••• L•• (registered 2025-04-07)Apr 11, 2025 · Advisor changed firm · fact
- R••••• C•••••• S••••••• left C•• C•••••• M••••••••• G••••• I••• for N•• D•••• R•••••••• I••• (registered 2025-02-21)May 30, 2024 · Advisor changed firm · fact
- J Przemyslaw Grzywacz (President) no longer on Schedule A of C•• C•••••• M••••••••• G••••• I••• (listed 2023-12-26, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- J••• F•••••• M•••••• left C•• C•••••• M••••••••• G••••• I••• for H•••••••• A•••••••• L•• (registered 2026-02-26)Dec 15, 2023 · Advisor changed firm · fact
- L••• D••••• M••••• left C•• C•••••• M••••••••• G••••• I••• for L••• W••••• A•••••••• L•• (registered 2025-01-01)Nov 16, 2023 · Advisor changed firm · fact
- M•••••••• D••••••••• left C•• C•••••• M••••••••• G••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2022-03-25)Apr 7, 2022 · Advisor changed firm · fact
- D Andrew Elkin (Chief Operating Officer) no longer on Schedule A of C•• C•••••• M••••••••• G••••• I••• (listed 2021-03-31, absent 2021-11-05)Nov 5, 2021 · Control person left · inference
- C•• C•••••• M••••••••• G••••• I••• reported RAUM $457.0M, up 88% from $243.5M (2017-12-11 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- C•• C•••••• M••••••••• G••••• I••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 610-989-9090reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CMG-CAPITAL-MANAGEMENT-GROUP-INC-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- CMGWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-989-9090reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026