J••• K•••• B•••••••

• J• W• C••• A•••••••• I••• BD affiliated current
  since Oct 25, 2017 · Charleston, Wv
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
  Oct 29, 2008 to Oct 27, 2017 · Huntington, Wv
• S•••••••• F••••••••• I••• former
  Oct 31, 2005 to Nov 10, 2008 · South Charleston, Wv
• S••••••••• S••••••••• I••• unclassified
  Sep 25, 2003 to Oct 31, 2005 · Charleston, Wv

• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to J• W• C••• A•••••••• I•••
  left Oct 27, 2017, registered Oct 25, 2017 (-2 days) · Other
• S•••••••• F••••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
  left Nov 10, 2008, registered Oct 29, 2008 (-12 days) · Other
• S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••
  left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address