DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lee-Ann Hodapp
Feed of 09/15/2026
Also filed as Lee-Ann Halsey
At current firm
8 y
since Apr 18, 2018
In the industry
25 y
since Jan 23, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Apr 18, 2018 · Rancho Santa Fe, Ca
- 1st Global Advisors Inc formerNov 20, 2017 to Apr 19, 2018 · New Orleans, La
- Wells Fargo Advisors wirehouseAug 21, 2012 to Nov 15, 2017 · San Diego, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 8, 2012 to Aug 9, 2012 · Corona, Ca
- 1st Global Advisors Inc formerJan 23, 2001 to Oct 26, 2004 · Fallbrook, Ca
Moves
a registration end followed by a registration begin elsewhere
- 1st Global Advisors Inc to Wells Fargo Advisorsleft Apr 19, 2018, registered Apr 18, 2018 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- Wells Fargo Advisors to 1st Global Advisors Incleft Nov 15, 2017, registered Nov 20, 2017 (5 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Aug 9, 2012, registered Aug 21, 2012 (12 days) · Wirehouse to wirehouse
- 1st Global Advisors Inc to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 26, 2004, registered Feb 8, 2012 (2661 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address